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Joint Event - ACFE FIRMA primary topics to include Corporate Governance Matters and Dodd-Frank legis

Friday, Mar 04, 2011
7.0 CPE hours
100.00 Members | 125.00 Non-Members
 
Exelon Corporation Energy Hall 2301 Market Street (between 23rd Street and the Schuylkill River) Philadelphia, PA

 

 

The Philadelphia Chapter of the Institute of Internal Auditors

along with ACFE and FIRMA invite you to attend...

The Economy, Governance, the Enforcers and the Regulators

Friday, March 4, 2011

Click Here to Register

 

Event Summary: 

State of the Economy and Current Investment Outlook  - Gordon Fowler, CEO and President of Glenmede Trust Co.

Challenges and Opportunities in Corporate Governance – Michael Brozzetti – President of Boundless LLC.

Keynote from Seth Williams DA City of Philadelphia

Panel Discussion – Consumer Protection Implications of Dodd-Frank – Ken Benton, Counsel on Regulations – Federal Reserve Bank of Philadelphia/Rob Rowe – Senior Counsel and Vice President – American Bankers Association/Joseph Polumbo – Partner, Ernst & Young LLP

Learning Objectives:

The Financial Crisis has yielded the most significant impact on the economy in recent memory.  Mr. Fowler will share his insights on Glenmede’s position regarding its implications and forecast as to what may be expected in 2011.  Upon completion, the attendee will be familiar with the causes of the financial crisis and market expectations for investment performance in the upcoming year.

Because people are the most vital part of any system environment, it is imperative to have the right people, in the right place, performing the right activities - while doing the “right” thing. In this session you will learn how internal audit, finance, and fraud professionals can seize the opportunity and play a very key and vital role in the governance reform that lies on the horizon.

 

Program Learning Objectives, include:

  • Gain insight on how to drive initiatives for transparency, accountability, and risk oversight that support the Directors, Officers, and Agents fiduciary duties of care, loyalty, and prudence. 
  • Gain insight into how to audit ethics and business conduct and develop an early warning system to detect and respond to "yellow flags."
  • Gain insight to learn methods to quickly identify non-compliance, deficiencies, weaknesses,mismanagement, fraud, and corruption..

 Mr. Williams and his colleagues will speak to the judicial dealings with those who perpetuate corporate crimes from the standpoint of the courts and provide the district attorney’s perspective on how to best protect your organizations.   Upon completion, attendees will be enlightened on law enforcement perspectives regarding corporate scandals.

 The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 represents sweeping financial reform.  Financial services will no longer be “business as usual” given the risk levels that many major institutions assumed over the last decade.  Attendees will learn about the mistakes and failures of the past and the new legislative solutions.  Our panel of experts will focus on a major area of Dodd-Frank Reform – the Establishment of the Bureau of Consumer Financial Protection.  The panel will share three different perspectives of new consumer protection – from a regulators viewpoint, from an industry spokesman, and from the accounting profession.  Upon completion, attendees will be exposed to expert insights into a law that will change the rules for the way of conducting the banking business.

 


Our Speakers...

Gordon Fowler, CEO and President of Glenmede Trust Co.

Michael Brozzetti – President of Boundless LLC.

Seth Williams DA City of Philadelphia

Dodd-Frank – Ken Benton, Counsel on Regulations – Federal Reserve Bank of Philadelphia/

Rob Rowe – Senior Counsel and Vice President – American Bankers Association

Joseph Polumbo – Partner, Ernst & Young LLP


Registration Deadline is Wednesday, March 2 at 10:00 am

How to Register

  1. Click the “CLICK HERE TO REGISTER” button above.
  2. Payment:  You can choose to pay by Credit Card (on-line only) or by Check.
  3. If you chose to pay by check, an invoice will be automatically generated for you after you register on-line.

Questions?  Call our Event Voice Mail Box at 215-405-5510.  Messages are checked daily.  Or send an e-mail to:  events@phillyiia.org 


Cost, Time, Location

Cost         Members               $100          (the member price is for members of any of the hosting organizations)

                Non-members        $125                                        

                Cash, check, money order, Pay Pal, Credit or Debit Cards Accepted*

                *Credit and Debit cards are processed only on-line through Pay Pal.  We do NOT accept credit cards on-site.

For those paying by cash, check or money order, an invoice is available on the event registration page and is produced automatically after you register for the event.

Credits:           7 CPE Credits

Date:               Friday, March 4, 2011

Location: 

Exelon Corporation
Energy Hall
2301 Market Street
(between 23rd Street and the Schuylkill River)
Philadelphia, PA
 
     
                  

Time:       7:30 a.m. - 8:15 a.m.         Registration and Networking Breakfast

               8:30 a.m. - 4:30 a.m.          Program

AGENDA

8:15 AM –  4:00  PM               Topic

Speaker

7:30 AM – 8:15 AM- Registration and Breakfast

 

State of the Economy and Current Investment Outlook – 8:30 – 9:45

Gordon Fowler – President, CEO and CIO – Glenmede Trust Company

Break 9:45 – 10:00 AM

 

Challenges and Opportunities in Corporate Governance 10:00 – 11:15

Michael Brozzetti- President and CEO, Boundless LLC

Lunch  11:15 – 12:15 PM

 

Lunch Keynote Address 12:15  – 1 PM

Seth Williams – Philadelphia DA

Break  1 – 1:15 PM

 

Panel Discussion – Consumer Protection Implications of Dodd-Frank  1: 15 PM to 4:30 PM

Joseph Palumbo – Ernst & Young LLP (1:15 – 2:15 PM)

Ken Benton – Philadelphia Federal Reserve Bank (2:15 – 3:15 PM)

Break – 3:15 – 3:30 PM

 

Panel Discussion – Continued

Rob Rowe – American Bankers Association (3:30 – 4:30 PM)

Conference Concludes 4:30 PM

 

Dress:      Business casual


Advance registration is required.  Full payment of registration fee is required to attend. 

Payment must be received prior to the event date or on-site. 

Cancellation Policy:

The Chapter guarantees to each venue, the number of registered participants.

If you register for an event, the Chapter expects you to pay the registration fee, as the Chapter incurs a cost for every registered no-show.

Refunds will be granted to those giving at least seven days advance notice. Registrants are responsible for the full registration fee should they not cancel at least seven days in advance or not cancel at all.  Substitutions are welcomed.

 

If you need to cancel, we ask that you do so at least 7 days prior to the event.  Cancellations can be made by calling Call our Event Voice Mail Box at 215-405-5510.  Messages are checked daily.  Or send an e-mail to:  events@phillyiia.org

 


Reservations            REQUIRED!               Please reserve your spot now!

 

Registration Closes:                      March 2, 2011 at 10:00 am


CPE/Seminar Information

 

Level of Knowledge:                                    Intermediate

Recommended CPE Credit(s):                     7

Prerequisite & Advance Preparation:        None

Method of Presentation:                            Group Live

Recommended Category Eligibility:          Fraud 1 CPE, Auditing 4.5 CPE, Economics 1.5 CPE 

The Institute of Internal Auditors, Philadelphia Chapter  #108897, is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.  State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.  Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Nashville, TN  37219-2417.  Web site: www.nasba.org

 


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