Responses to Regulators & Oversight Bodies

 

Release
Date

Organizations IIA Responds to

Responses

12/14/11

PCAOB Concept Release on Auditor Independence and Audit Firm Rotation
Appendix A

12/14/11

IIRC Disscussion Paper on Towards Integrated Reporting - Communicating Value in the 21st Century
Appendix A
09/30/11 PCAOB Response to the Public Company Accounting Oversight Board (PCAOB) - Concept Release on Possible Revisions to PCAOB Standards Related to Reports on Audited Financial Statements and Related amendments to PCAOB Standards (Ref Docket matter No.34)
09/16/11 IAASB Response to the International Auditing and Assurance Standards Board (IAASB) - "Enhancing the Value of Auditor Reporting: Exploring Options for Change:
7/22/11 EU Corporate Governance Framework REsponse to the Green Paper "The EU Corporate Governance Framework"
4/4/11  IAASB  Response to the International Auditing and Assurance Standars Board (IAASB) Proposed Strategy and Work Program for 2012-2014
 12/17/10  SEC  Proposed Rules for Implementing the Whistleblower Provisions of Section 21F of the Securities Exchange Act of 1934
(File Number S7-33-10).
12/06/10 European Union Response to the Green Paper "Audit Policy: Lessons from the Crisis"
11/18/10 Government Auditing Standards - 2010 Exposure Draft Government Auditing Standards 2010 Exposure Draft
11/12/10 ISAs 315 & 610 Richard Chambers cover letter on Proposed Revisions to ISAs 315 and 610
09/07/10 PCAOB Docket 028: Proposed Auditing Standard Related to Confirmation and Related Amendments to PCAOB Standards
07/13/10

International Federation of Accountants (IFAC)

2010-2012 proposed business strategy and work plan of the Professional Accountants in Business (PAIB) Committee
06/15/10

International Federation of Accountants (IFAC)

2010-2012 proposed strategy and work plan of the International Ethics Standards Board for Accountants (IESBA)

06/04/2010 Basel Committee Consultative Document - Principles for Enhancing Corporate Governance issued by Basel Committee on Banking Supervision
05/27/2010 PCAOB

PCAOB Rulemaking Docket Matter No. 030, Proposed Auditing Standard Related to Communications With Audit Committees and Related Amendments to Certain PCAOB Auditing Standards                Cover Letter  and  Attachment A

05/03/2010 ISACA Monitoring of Internal Controls and IT
04/27/2010 India Ministry of Corporate Affairs Corporate Governance Voluntary Guidelines 2009 - Appointment of the Internal Auditor
04/15/2010 INTOSAI ISSAI 40 - Quality Control for SAIs
Cover Letter  and   Attachment A
04/15/2010 INTOSAI ISSAI 3100 - Performance Auditing Standards
Cover Letter   and   Attachment A
02/25/2010 Zambia Institute of Chartered Accountants Practice Guide Note No. 2

02/18/2010

Public Company Accounting Oversight Board (PCAOB)

PCAOB Rulemaking Docket Matter No. 026: Proposed Auditing Standards Related to the Auditor’s Assessment of and Response to Risk

 

 
© 2012 The Institute of Internal Auditors / 247 Maitland Avenue Altamonte Springs, FL. 32701-4201 USA / +1-407-937-1100 / FAX +1-407-937-1101 • www.theiia.org