Release
Date

Organizations IIA Responds to

Responses

INTOSAI

INTOSAI GOV 9150 Coordination and Cooperation between SAIs and Internal Auditors in the Public Sector

MasterCard Data Protection Program Change in Compliance with PCI DSS: MasterCard Global Security Bulletin No. 6, June 15, 2009

Security and Exchange Commission (SEC)

Response from The IIA - UK and Ireland

Organization of Economic Co-operation and Development (OECD)

3/31/2009

The Group of Twenty (G-20)

Letter to The Group of Twenty (G-20)

2/18/2009

Public Company Accounting Oversight Board (PCAOB)

Proposed Auditing Standards Related to the Auditor's Assessment of and Response to Risk

Release
Date

Organizations IIA Responds to

Responses

9/23/2008

International Federation of Accountants (IFAC)

IFAC International Good Practice Guidance

8/31/2008

International Federation of Accountants (IFAC)

IESBA Independence-Audit and Review Engagements

8/15/2008

The Committee of Sponsoring Organizations of the Treadway Commission (COSO)

COSO Guidance on Monitoring

7/25/2008

American National Standards Institute

ISO Draft International Standard (DIS) 31000 - Risk Management

7/18/2008

Office of Management and Budget (OMB)

OMB Standard Occupational Classification Policy Committee's Recommendations

6/13/2008

U.S. Department of Treasury

Department of Treasury's Advisory Committee on the Auditing Profession

2/27/2008

Representatives of Internal Audit Services

RIAS Position Statement: Principles and Practices of Audit Committees

4/30/2008

International Federation of Accountants (IFAC)

IFAC ISA 265 - Communicating Deficiencies in Internal Control and Related Conforming Amendments to Other ISAs.

3/31/2008

Organization of Economic Co-operation and Development (OECD)

OECD Consultation Paper

Release
Date

Organizations IIA Responds to

Responses

12/17/2007

Public Company Accounting Oversight Board (PCAOB)

Preliminary Staff Views (PDF, 35KB)

11/28/2007

International Federation of Accountants (IFAC)

IAASB Consulting Paper - Proposed Strategy for 2009-2011 (PDF, 35KB)

10/31/2007

The Committee of Sponsoring Organizations of the Treadway Commission (COSO)

Guidance on Monitoring on Internal Control Systems (PDF, 60KB)

10/18/2007

International Federation of Accountants (IFAC)

IESBA - IFAC Exposure Draft (PDF, 43KB)

9/27/2007

Information Systems and Control Association (ISACA)

IT Assurance Framework (ITAF) Exposure Draft (PDF, 47KB)

7/18/2007

Security and Exchange Commission (SEC)

SEC Release Nos. 33-8811; 34-55930; File No. S7-24-06, Definition of Significant Deficiency (PDF, 100KB)

7/12/2007

Security and Exchange Commission (SEC)

SEC Release No. 34-55912; File No. PCAOB-2007-02, Additional Solicitation of Comments on the Filing of Proposed Rule on Auditing Standard No. 5 Exposure Draft (PDF, 102KB)

3/30/2007

International Federation of Accountants (IFAC)

IFAC ISA 610, The Auditor's Consideration of the Internal Audit Function (PDF, 71KB)

2/26/2007

Public Company Accounting Oversight Board (PCAOB)

The IIA responds to PCAOB, (PDF, 170KB)
Attachment B: The IIA responds to SEC, (PDF, 134KB)
Attachment C: GAIT (ITGC) Executive Summary Report, (PDF, 1766KB)

2/26/2007

Security and Exchange Commission (SEC)

The IIA responds to SEC, (PDF, 134KB)
Attachment B: The IIA responds to PCAOB, (PDF, 170KB)
Attachment C: GAIT (ITGC) Executive Summary Report, (PDF, 1766KB)

Release
Date

Organizations IIA Responds to

Responses

9/18/2006

Security and Exchange Commission (SEC)

U. S. SEC Concept Release on Sarbanes-Oxley 404: Management's Reports on Internal Control Over Financial Reporting (PDF 179KB)

8/15/2006

Government Accountability Office (GAO)

Government Auditing Standards (GAGAS) 2006 Revision Exposure Draft. (PDF 90KB)

6/30/2006

Information Systems and Control Association (ISACA)

IT Control Objectives for Sarbanes-Oxley

5/01/2006

Security and Exchange Commission (SEC)

SEC on Second Year Experiences

Additional Information:

• 1. Year 2 SOX Implementation Results (PDF, 1.74MB)
• 2. Sarbanes-Oxley Section 404: A Guide for Management by Internal Control Practitioners (PDF, 780KB)
• 3. Additional Issues of Interest to be Considered (PDF, 22KB)

4/14/2006

International Federation of Accountants (IFAC)

IFAC Exposure Code of Conduct (PDF 84KB)

1/19/2006

Security and Exchange Commission (SEC)

SEC: Proposed Rule on Auditing Standard No. 4, Reporting on Whether a Previously Reported Material Weakness Continues to Exist (PDF, 137KB)