Chronological Listing Research Reports - The Institute of Internal Auditors

Chronological List
Research and Educational Products
The IIA Research Foundation

Click on links to obtain currently available materials.

2008	Research	Then and Now: Expectations and Reality of Sarbanes-Oxley -- Gray
2008	Downloadable Research	Leveraging IT Controls to Improve IT Operating Performance -- Phelps/Milne Using Nonfinancial Measures to to Assess Fraud Risk -- Brazel/Jones/Zimbelman
2008	Forums and Symposiums	IT Audit Research Symposium, San Francisco, July 2008 -- IIA Advanced Technology Committee and The IIA Research Foundation
2008	Educational Products	Auditing the Procurement Function -- O’Regan Evaluación Eficaz del Sistema de Control Interno -- Berbia GAIN Compensation Study -- The IIA Research Foundation/Global Auditing Information Network (GAIN) Threat! Managing Risk in a Hostile World -- Ulsch
2007	Research	Four Approaches to Enterprise Risk Management... and Opportunities in Sarbanes-Oxley Compliance -- Roth A Global Summary of the Common Body of Knowledge (CBOK) 2006 -- The IIA Research Foundation
2007	Downloadable Research	Emerging Issues Series, Vol. 2, No. 1 - IIA Standard 1312 - External Quality Assessments: Results, Tools, Techniques and Lessons Learned -- The IIA Research Foundation The Role of Internal Auditing During Mergers & Acquisitions: The European Union Experience -- Dounis
2007	Forums and Symposiums	IT Audit Research Symposium, Amsterdam, July 2007 -- IIA Advanced Technology Committee and The IIA Research Foundation
2007	Educational Products	Auditing Human Resources -- Vito Conflict Management and Negotiations Skills for Internal Auditors -- Pastor Essentials: An Internal Auditing Operations Manual Thomas Ethics and Compliance: Challenges for Internal Auditing -- Verschoor Intellectual Property: Auditing the Process -- Fargason Internal Auditing: Assurance and Consulting Services -- Reding, Sobel, Anderson, Head, Ramamoorti, Salamasick, Cris Professional Practices Framework March 2007 -- The Institute of Internal Auditors
2006	Downloadable Research	Managing Strategic Alliance Risk: Survey Evidence of Control Practices in Collaborative Inter-organizational Settings -- Anderson/Christ/Sedatole The Role of Internal Audit in Sensitive Communications -- Kaplan/Schultz
2006	Forums and Symposiums	IT Audit Research Symposium, Houston, June 2006 -- IIA Advanced Technology Committee and The IIA Research Foundation
2006	Educational Products	Implementing the Professional Practices Framework, 2nd Edition -- Anderson/Dahle Internal Auditor Job Market 2005-2006 -- Oxner/Oxner Quality Assessment Manual 5th Edition -- The Institute of Internal Auditors Sustainability and Internal Auditing -- Nieuwlands
2005	Research	Audit Committee Effectiveness-What Works Best, 3rd Edition -- PricewaterhouseCoopers LLP Continuous Auditing: An Operational Model for Internal Auditors -- Abdolmohammadi and Sharbatouglie Factors Affecting Corporate Governance and Audit Committees in Selected Countries (France, Germany, the Netherlands, the United Kingdom, and the United States) -- Soltani XBRL: Potential Opportunities and Issues for Internal Auditors -- Gray
2005	Downloadable Research	Sarbanes-Oxley Section 404 Work: Looking at the Benefits -- Rittenberg/Miller
2005	Educational Products	Auditing the Casino Floor: A Handbook for Auditing the Casino Cage, Table Games, and Slot Operations, 2nd Edition -- Robinson Auditing Security and Control of Windows - 4-part series -- Melber Certified Financial Services Auditor (CFSA®) Study Guide -- Kincaid/Sampias/Marcella Certified Government Auditing Professional (CGAP®) Examination Study Guide Third Edition -- Kincaid/Sampias/Marcella Construction Audit Guide: Overview Monitoring & Auditing -- Cicchella Proactively Detecting Occupational Fraud Using Computer Audit Reports Self-Study Course -- Lanza
2004	Research	Auditor Roles in Government Performance Measurement: A Guide to Exemplary Practices at the Local, State, and Provincial Levels -- Epstein/Grifel/ Morgan Changing Internal Audit Practices in the New Paradigm: The Sarbanes-Oxley Environment -- Gray Enterprise Risk Management: Identifying Risks in B2B E-Commerce Relationships -- Arnold/Hampton/Khazanchi/Sutton Proactively Detecting Occupational Fraud Using Computer Audit Reports -- Lanza
2004	Downloadable Research	Emerging Issues Series, Vol. 1, No. 1: The Sarbanes-Oxley Act of 2002: Effect on Audit Committee Meetings at Publicly Traded Companies -- IIA Research Foundation Emerging Issues Series, Vol. 1, No. 2: The Sarbanes-Oxley Act of 2002: Effect on Audit Committees at Organizations Not Publicly Traded -- IIA Research Foundation Emerging Issues Series, Vol. 1, No. 3: Challenges in Government -- IIA Research Foundation The Pervasive Impact of Information Technology on Internal Auditing (Technology Supplement to Research Opportunities in Internal Auditing) -- Ramamoorti/Weidenmier Risk Assessment by Internal Auditors Using Past Research on Bankruptcy -- Wallace
2004	Educational Products	Assessing Risk 2nd Edition -- McNamee Business Continuity, Disaster Recovery, and Incident Management Planning: A Resource for Ensuring Ongoing Enterprise Operations -- Marcella/Stucki Certification in Control Self-Assessment (CCSA®) Study Guide -- Kincaid, Sampias, Marcella CIA Model Exam Questions 2004 -- The Institute of Internal Auditors Ethics and the Internal Auditor: 20 Years Later -- Dittenhofer Forensic Document Examination Techniques -- Vastrick A Framework for Internal Auditing's Entity-wide Opinion on Internal Control -- Wallace/White; Roth Key Controls: The Solution for Sarbanes-Oxley Internal Control Compliance -- Vorhies Sampling: A Guide for Internal Auditors -- Davison Sawyer's Words of Wisdom -- Sawyer
2003	Research	Continuous Auditing: Potential for Internal Auditors -- Warren/Parker Internal Audit's Role in Corporate Governance: Sarbanes-Oxley Compliance -- Roth/Espersen PC Management Best Practices - A Study of the Total Cost of Ownership, Risk, Security, and Audit -- Salamasick/Le Grand Privacy: Assessing the Risk -- Hargraves/Lione/Shackelford/Tilton The Role of Internal Audit in Corporate Governance and Management in Australia -- Leung/Cooper/Roberson
2003	Downloadable Research	Assessment Guide for U.S. Legislative, Regulatory, and Listing Exchanges -- IIA Research Foundation Internal Audit Reporting Relationships: Serving Two Masters -- IIA Research Foundation Research Opportunities in Internal Auditing -- Bailey/Gramling/ Ramamoorti (editors)
2003	Educational Products	Auditing Vendor Relationships -- Salamasick Governance Update 2003: Impact of New Initiatives on Audit Committees and Internal Auditors -- Verschoor Sawyer’s Internal Auditing, 5^th Edition -- Sawyer/Dittenhofer/Scheiner
2002	Research	Adding Value: Seven Roads to Success -- Roth A Balanced Scorecard Framework for Internal Auditing Departments -- Frigo Enterprise Risk Management: Pulling It All Together -- Walker/Shenkir/Barton Mergers, Acquisitions, and Divestitures: Control and Audit Best Practices -- Selim/Sudarsanam/Lavine
2002	Educational Products	60 Years of Progress Through Sharing -- Flesher Introduction to Auditing: Logic, Principles, and Techniques -- Ratliff/Reding Strategies for Small Audit Shops -- O'Regan
2001	Research	An e-Risk Primer -- Parker Effective Compliance Systems: A Practical Guide for Educational Institutions -- Crawford/Chaffin/Scarborough Enterprise Risk Management: Trends and Emerging Practices -- Tillinghast-Towers Perrin Independence and Objectivity: A Framework for Internal Auditors -- Auditing Section Task Force of the American Accounting Association Internal Audit Reengineering: Survey, Model, and Best Practices -- Gupta Systems Assurance and Control (SAC) -- Various authors
2001	Educational Products	Auditing Accounts Payable for Fraud -- Banks Auditing International Entities: A Practical Guide to Objectives, Risks, and Reporting -- O'Regan Broker-Dealer Audit Guide -- Ross Designing and Writing Message-Based Audit Reports -- Cutler Establishing an Internal Audit Activity Manual -- Tarr Internal Auditing: A Guide for the New Auditor, 2nd Edition -- Galloway Performance Auditing: A Measurement Approach -- Morgan/Raaum Process Development Life Cycle -- Marcella/Stucki Understanding the Mergers and Acquisitions Process -- Davison

View a list of publications 1990-2000