Chronological List
Research and Educational Products
The IIA Research Foundation

Click on links to obtain currently available materials.

1. 2009
2. 2008
3. 2007
4. 2006
5. 2005
6. 2004
7. 2003

1. 2009

   DOWNLOADABLE RESEARCH

   Extensible Business Reporting Language (XBRL): What's in it for Internal Auditors
   -- Garbellotto
   International Financial Reporting Standards (IFRS): What Internal Auditors Need to Know
   -- The IIA Research Foundation
   Using Expert Knowledge Structures to Design Fraud Risk Assessment Decision Aids
   -- Rose and Strand
   Why ERM is Vital: Learning from Company Experiences with Sarbanes-Oxley Section 404 Compliance
   -- Sutton, Arnold, Benford, Canada

   EDUCATIONAL PRODUCTS

   Legal Services: Auditing the Process
   -- Fargason
   Performance Auditing: A Measurement Approach, 2nd Edition
   -- Morgan and Raaum
   Quality Assessment Manual, 6th Edition
   -- The Institute of Internal Auditors
   Auditor de Servicios Financieros Certificado (CFSA®)
   -- Marcella, Sampias, Kincaid with translation by IIA Spain, IIA Mexico, and IIA Argentina
   Certificación en Autoevaluación de Control (CCSA®)
   -- Marcella, Sampias, Kincaid with translation by IIA Spain, IIA Mexico, and IIA Argentina
   Profesional Certificado en Auditoría Gubernamental (CGAP®)
   -- Sampias, Kincaid, Marcella with translation by IIA Spain, IIA Mexico, and IIA Argentina

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2. 2008

   RESEARCH

   Honest, Competent Government: The Promise of Performance Auditing
   -- Funkhouser
   Then and Now: Expectations and Reality of Sarbanes-Oxley
   -- Gray

   DOWNLOADABLE RESEARCH

   Internal Audit Reporting Lines: Fraud Risk Decomposition, and Assessments of Fraud Risk
   -- Phelps/Milne
   An Evaluation of Internal Auditor Responsibility for Fraud Detection
   -- DeZoort/Harrison
   Leveraging IT Controls to Improve IT Operating Performance
   -- Phelps/Milne
   Using Nonfinancial Measures to to Assess Fraud Risk
   -- Brazel/Jones/Zimbelman

   FORUMS AND SYMPOSIUMS

   IT Audit Research Symposium, San Francisco, July 2008
   -- IIA Advanced Technology Committee and The IIA Research Foundation

   EDUCATIONAL PRODUCTS

   Auditing the Procurement Function
   -- O’Regan
   Evaluación Eficaz del Sistema de Control Interno
   -- Berbia
   GAIN Compensation Study
   -- The IIA Research Foundation/Global Auditing Information Network (GAIN)
   Threat! Managing Risk in a Hostile World
   -- Ulsch

    

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3. 2007

   RESEARCH

   Four Approaches to Enterprise Risk Management... and Opportunities in Sarbanes-Oxley Compliance
   -- Roth
   A Global Summary of the Common Body of Knowledge (CBOK) 2006
   -- The IIA Research Foundation

   DOWNLOADABLE RESEARCH

   Emerging Issues Series, Vol. 2, No. 1 - IIA Standard 1312 - External Quality Assessments: Results, Tools, Techniques and Lessons Learned
   -- The IIA Research Foundation
   The Role of Internal Auditing During Mergers & Acquisitions: The European Union Experience
   -- Dounis

   FORUMS AND SYMPOSIUMS

   IT Audit Research Symposium, Amsterdam, July 2007             
   -- IIA Advanced Technology Committee and The IIA Research Foundation

   EDUCATIONAL PRODUCTS

   Auditing Human Resources
   -- Vito
   Conflict Management and Negotiations Skills for Internal Auditors
   -- Pastor
   Essentials: An Internal Auditing Operations Manual
   Thomas
   Ethics and Compliance: Challenges for Internal Auditing
   -- Verschoor
   Intellectual Property: Auditing the Process
   -- Fargason
   Internal Auditing: Assurance and Consulting Services
   -- Reding, Sobel, Anderson, Head, Ramamoorti, Salamasick, Cris
   Professional Practices Framework March 2007
   -- The Institute of Internal Auditors

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4. 2006

   RESEARCH

   The Role of the Internal Audit Function in Enterprise-Wide Risk Management (ERM)
   -- Gramling and Myers
   
   DOWNLOADABLE RESEARCH

   Managing Strategic Alliance Risk: Survey Evidence of Control Practices in Collaborative Inter-organizational Settings
   -- Anderson/Christ/Sedatole
   The Role of Internal Audit in Sensitive Communications
   -- Kaplan/Schultz

   FORUMS AND SYMPOSIUMS

   IT Audit Research Symposium, Houston, June 2006
   -- IIA Advanced Technology Committee and The IIA Research Foundation

   EDUCATIONAL PRODUCTS

   Implementing the Professional Practices Framework, 2nd Edition
   -- Anderson/Dahle
   Internal Auditor Job Market 2005-2006
   -- Oxner/Oxner
   Quality Assessment Manual 5th Edition
   -- The Institute of Internal Auditors
   Sustainability and Internal Auditing
   -- Nieuwlands

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5. 2005

   RESEARCH

   Audit Committee Effectiveness-What Works Best, 3rd Edition
   -- PricewaterhouseCoopers LLP
   Characteristics of the Internal Audit Function and Earnings Management
   -- Prawitt, Smith, Wood
   Continuous Auditing: An Operational Model for Internal Auditors
   -- Abdolmohammadi and Sharbatouglie
   Enterprise Risk Management and the Internal Audit Function
   -- Beasley, Clune, Hermanson
   Factors Affecting Corporate Governance and Audit Committees in Selected Countries (France, Germany, the Netherlands, the United Kingdom, and the United States)
   -- Soltani
   Internal Auditors' Assessment and Communication of Risk
   -- Carpenter, Reimers
   XBRL: Potential Opportunities and Issues for Internal Auditors
   -- Gray

   DOWNLOADABLE RESEARCH

   Sarbanes-Oxley Section 404 Work: Looking at the Benefits
   -- Rittenberg/Miller

   EDUCATIONAL PRODUCTS

   Auditing the Casino Floor: A Handbook for Auditing the Casino Cage, Table Games, and Slot Operations, 2nd Edition
   -- Robinson
   Auditing Security and Control of Windows - 4-part series
   -- Melber
   Certified Financial Services Auditor (CFSA®) Study Guide
   -- Kincaid/Sampias/Marcella
   Certified Government Auditing Professional (CGAP®) Examination Study Guide Third Edition
   -- Kincaid/Sampias/Marcella
   Construction Audit Guide: Overview Monitoring & Auditing
   -- Cicchella
   Proactively Detecting Occupational Fraud Using Computer Audit Reports Self-Study Course
   -- Lanza

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6. 2004

   RESEARCH

   Auditor Roles in Government Performance Measurement: A Guide to Exemplary Practices at the Local, State, and Provincial Levels
   -- Epstein/Grifel/ Morgan
   Changing Internal Audit Practices in the New Paradigm: The Sarbanes-Oxley Environment
   -- Gray
   Enterprise Risk Management: Identifying Risks in B2B E-Commerce Relationships
   -- Arnold/Hampton/Khazanchi/Sutton
   Proactively Detecting Occupational Fraud Using Computer Audit Reports
   -- Lanza

   DOWNLOADABLE RESEARCH

   Emerging Issues Series, Vol. 1, No. 1: The Sarbanes-Oxley Act of 2002: Effect on Audit Committee Meetings at Publicly Traded Companies
   -- IIA Research Foundation
   Emerging Issues Series, Vol. 1, No. 2: The Sarbanes-Oxley Act of 2002: Effect on Audit Committees at Organizations Not Publicly Traded
   -- IIA Research Foundation
   Emerging Issues Series, Vol. 1, No. 3: Challenges in Government
   -- IIA Research Foundation
   The Pervasive Impact of Information Technology on Internal Auditing (Technology Supplement to Research Opportunities in Internal Auditing)
   -- Ramamoorti/Weidenmier
   Risk Assessment by Internal Auditors Using Past Research on Bankruptcy
   -- Wallace

   EDUCATIONAL PRODUCTS

   Assessing Risk 2nd Edition
   -- McNamee
   Business Continuity, Disaster Recovery, and Incident Management Planning: A Resource for Ensuring Ongoing Enterprise Operations
   -- Marcella/Stucki
   Certification in Control Self-Assessment (CCSA®) Study Guide
   -- Kincaid, Sampias, Marcella
   CIA Model Exam Questions 2004
   -- The Institute of Internal Auditors
   Ethics and the Internal Auditor: 20 Years Later
   -- Dittenhofer
   Forensic Document Examination Techniques
   -- Vastrick
   A Framework for Internal Auditing's Entity-wide Opinion on Internal Control
   -- Wallace/White; Roth
   Key Controls: The Solution for Sarbanes-Oxley Internal Control Compliance
   -- Vorhies
   Sampling: A Guide for Internal Auditors
   -- Davison
   Sawyer's Words of Wisdom
   -- Sawyer

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7. 2003

   RESEARCH

   Continuous Auditing: Potential for Internal Auditors
   -- Warren/Parker
   Differences in the Use of Internal Auditing
   -- Carcello, Hermanson, Raghunandan
   Internal Audit's Role in Corporate Governance: Sarbanes-Oxley Compliance
   -- Roth/Espersen
   PC Management Best Practices - A Study of the Total Cost of Ownership, Risk, Security, and Audit
   -- Salamasick/Le Grand
   Privacy: Assessing the Risk
   -- Hargraves/Lione/Shackelford/Tilton
   The Role of Internal Audit in Corporate Governance and Management in Australia
   -- Leung/Cooper/Roberson

   DOWNLOADABLE RESEARCH

   Assessment Guide for U.S. Legislative, Regulatory, and Listing Exchanges
   

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