2009 General Audit Management (GAM) Conference: Session Detail

CS1-5: MONDAY MARCH 16, 2009, 10:15-11:30 a.m.

Implementing Technology in Support of Value Add Audits

Scot Goodman, CISA
Vice President, Audit, Information Systems, Capital One Financial
Jim Tietjen, CIA, CBA, CISA
Executive Vice President and Chief Auditor, Capital One
  • Hear about how Capital One deployed its Technology Solutions group to implement technology in support of the audit process.
  • Understand the critical success factors for deploying such a team within your audit organization.
  • Learn about the interaction model used when technology is implemented for an audit. 

Presenter Biography: Scot Goodman, CISA

Scot Goodman joined Capital One's Internal Audit Department in 2003. As part of Audit's Professional Practices Function, he was instrumental in redefining auditing's business model, including the department's audit methodology, talent management initiatives, operational standards, and technology solutions function. Goodman provides leadership and audit services to all IT functions across the enterprise. Prior to joining Capital One, he spent eight years at PricewaterhouseCoopers, where he was a senior manager in the Enterprise Systems Risk Management practice. In addition to his client service responsibilities, he was responsible for product development, tools, and methodologies for his national service unit.

Presenter Biography: Jim Tietjen, CIA, CBA, CISA

Jim Tietjen joined Capital One in January 2008. He has oversight over corporate audit and security functions companywide. Tietjen has more than 20 years of banking experience and a successful record of integrating the discipline and practice of auditing and risk management into the corporate leadership agenda and the organizational culture. In his current role, he is responsible for establishing and developing Capital Ones audit strategy and ensuring that the company maintains a sound control and compliance environment throughout its banking operations and other business lines.

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