A Systematic Approach to Assessing the Impact of Culture on Risk1A Systematic Approach to Assessing the Impact of Culture on RiskJoin Peter Brady, principal, and Will Ansah, partner with RSM US LLP to learn about a systematic approach to assess the impact of culture on risk. Earn 1 CPE credit.REGISTER NOW0https://www.theiia.org/centers/fsac/Style%20Library/Images/FSAC-WEBINAR-SEPT-780-350.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=3A Systematic Approach to Assessing the Impact of Culture on Risk
Addressing Sales Practice Risks Through Data Analytics1Audit Focus: Addressing Sales Practice Risks Through Data AnalyticsExplore how internal auditors at financial service organizations can leverage data analytics to monitor, assess, and report on retail sales practice risk.DOWNLOAD NOW1https://www.theiia.org/centers/fsac/Style%20Library/Images/FSAC-Slider-AF-Addressing-Sales.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=4Addressing Sales Practice Risks Through Data Analytics
FBI Special Agent Uncovers Cyber Underground12017 Financial Services ExchangeLearn to fight cybercrime with a criminal mind with J. Keith Mularski, supervisory special agent at the FBI’s cyber initiative and resource fusion center and cyber division.REGISTER NOW1https://www.theiia.org/centers/fsac/Style%20Library/Images/FSE-2017-780-350-2.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=2FBI Special Agent Uncovers Cyber Underground
Knowledge Briefs1Knowledge BriefsFocused on specific topics important to financial services auditors. Knowledge Briefs provide access to relevant information from The IIA and our partners that you can immediately apply within your own organization.LEARN MORE0https://www.theiia.org/centers/fsac/Style%20Library/Images/FSAC-KB-HP-SLIDER-780-350-6.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=8Knowledge Briefs
TeamMate's Latest Report0TeamMate's Latest Report1https://www.theiia.org/centers/fsac/Style%20Library/Images/TeamMate-0817.jpghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=9TeamMate's Latest Report

 

 

Federal Reserve Board Proposes Guidance Addressing Supervisory Expectations on Boards of Directors<p>​On August 9, 2017, the Board of Governors of the Federal Reserve System (FRB) published proposed guidance (Proposal) that would address supervisory expectations on boards of directors of banks and holding companies, as applicable. See the advisory from The IIA's Government Relations firm Arnold & Porter/Kay Scholer.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/2017-FSAC-News-FCA.jpg" style="BORDER:0px solid;" />8/10/2017 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/federal-reserve-board-proposes-guidance.aspxFederal Reserve Board Proposes Guidance Addressing Supervisory Expectations on Boards of Directors
Financial Services Exchange: General Session Speakers Announced<p>​The third annual Financial Services Exchange promises to be an insightful, immersive learning experience pairing professionals from all sectors of the financial services industry.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-News-Speakers.png" style="BORDER:0px solid;" />8/7/2017 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/financial-services-exchange-general-session-speakers-announced.aspxFinancial Services Exchange: General Session Speakers Announced
AuditCast: Auditing Small Audit Functions with Rick Walke<p>​Cassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union discussing the challenges of running a small audit function in the financial services industry.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/PODCAST-85-100.png" style="BORDER:0px solid;" />8/7/2017 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/auditcast-auditing-small-audit-functions-with-rick-walke.aspxAuditCast: Auditing Small Audit Functions with Rick Walke

View News Archive​​

​​

Financial Services Audit Center

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. Supported by The IIA – the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator – the center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the Financial Services industry by aggregating industry news, innovations, and key insights into a singular resources. Learn more or check out our frequently asked questions.​​​