Large Bank and Insurance Company Panel1Large Bank and Insurance Company PanelJoin financial industry experts as they address the challenges and solutions facing large banks and insurance companies. Earn 2 CPE credits.REGISTER NOW0 Bank and Insurance Company Panel
Addressing Sales Practice Risks Through Data Analytics1Audit Focus: Addressing Sales Practice Risks Through Data AnalyticsExplore how internal auditors at financial service organizations can leverage data analytics to monitor, assess, and report on retail sales practice risk.DOWNLOAD NOW1 Sales Practice Risks Through Data Analytics
Knowledge Briefs1Knowledge BriefsFocused on specific topics important to financial services auditors. Knowledge Briefs provide access to relevant information from The IIA and our partners that you can immediately apply within your own organization.LEARN MORE0 Briefs
Grant Thornton0Grant Thornton1 Thornton



COSO’s New ERM Framework Update Now Available from IIA Bookstore<p>​The 2017 ERM update highlights the importance of considering risk both in setting strategy and driving performance.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/COSO-85-100.png" style="BORDER:0px solid;" />9/14/2017 4:00:00 AM’s New ERM Framework Update Now Available from IIA Bookstore
New Knowledge Brief: Risk Data Aggregation<p>​Internal auditors at banks of all sizes should be aware of the Basel Committee on Banking Supervision’s regulation number 239 (BCBS 239) principles and prepare to provide assurance over their implementation and ongoing monitoring.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/DATA-85-100-2.png" style="BORDER:0px solid;" />8/31/2017 4:00:00 AM Knowledge Brief: Risk Data Aggregation
Federal Reserve Board Proposes Guidance Addressing Supervisory Expectations on Boards of Directors<p>​On August 9, 2017, the Board of Governors of the Federal Reserve System (FRB) published proposed guidance (Proposal) that would address supervisory expectations on boards of directors of banks and holding companies, as applicable. See the advisory from The IIA's Government Relations firm Arnold & Porter/Kay Scholer.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/2017-FSAC-News-FCA.jpg" style="BORDER:0px solid;" />8/10/2017 4:00:00 AM Reserve Board Proposes Guidance Addressing Supervisory Expectations on Boards of Directors

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Financial Services Audit Center

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. Supported by The IIA – the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator – the center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the Financial Services industry by aggregating industry news, innovations, and key insights into a singular resources. Learn more or check out our frequently asked questions.​​​