NEW! The IIA’s Financial Services Audit Certificate1Financial Services Audit CertificateEnhance your specialized knowledge and showcase your expertise by obtaining The IIA’s Financial Services Audit Certificate. Demonstrate your competency and distinguish yourself from your peers.LEARN MORE1! The IIA’s Financial Services Audit Certificate
Collaboration as a Control1Collaboration as a ControlA CISO and a senior audit leader discuss how a good rapport between information security and internal audit can improve organizational cybersecurity.Read more.1 as a Control



Updated Guidance on Auditing Anti-Corruption Activities<p>​<span><span>​<span aria-hidden="true"></span>The IIA’s newly updated practice guide helps internal auditors define and fulfill their role in aiding an organization’s efforts to address corruption in its many forms worldwide.</span></span></p><img alt="Padlock" src="/centers/fsac/about/news/PublishingImages/Padlock-85-100.png" style="BORDER:0px solid;" />9/1/2021 4:00:00 AM Guidance on Auditing Anti-Corruption Activities
The Changing Regulatory Environment<p>​<span><span>​Join Melanie Senter Lubin, President of the North American Securities Administrators Association, in a fireside chat at the 2021 Financial Services Exchange about the changing regulatory landscape and what to expect next with SEC’s regulatory updates for ESG reporting.</span></span></p><img alt="FSAC Symposium" src="/centers/fsac/about/news/PublishingImages/fsac-symposium.jpg" style="BORDER:0px solid;" />9/1/2021 4:00:00 AM Changing Regulatory Environment
NEW! Financial Services Pulse Fact SheetThe IIA took this year’s Pulse of Internal Audit survey data and saw an opportunity to provide key information about budget, staffing, risk levels, and audit planning for financial services. <img alt="" src="/centers/fsac/development/events/PublishingImages/FSAC-News-Pulse-Survey.png" style="BORDER:0px solid;" />6/23/2021 4:00:00 AM! Financial Services Pulse Fact Sheet
Financial Services Webinar Playbacks: A Member Exclusive<p>​<span style="font-size:11pt;line-height:107%;font-family:"arial", sans-serif;">If you missed an IIA Financial Services live webinar, you can still access the playback and earn IIA CPE. </span></p><img alt="" src="/centers/fsac/development/events/PublishingImages/FSAC-Webinar-OnDemand.png" style="BORDER:0px solid;" />6/23/2021 4:00:00 AM Services Webinar Playbacks: A Member Exclusive

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Welcome to the Financial Services Audit Center!

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. As an added benefit of IIA membership, the Center is supported by The IIA — the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator. The Center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the financial services industry by aggregating industry news, innovations, and key insights into a singular resources.  Learn more or check out our frequently asked questions.