Strong Data Governance1Strong Data GovernanceAlthough the main driver for banks to establish data management programs has been the trend in the regulatory environment, leading institutions have begun to explore industry and generational trends in order to scale and unlock the true value of data. Earn 1 CPE credit.REGISTER TODAY1 Data Governance
Podcast: Innovation In Three Lines Of Defense1PodcastIn this episode, Chris Paulison discusses innovation and examples in the coordination of the three lines of defense in numerous areas including risk detection and issue reporting.LISTEN NOW1 Innovation In Three Lines Of Defense
Knowledge Brief1Knowledge BriefGrowing demands from boards include an expectation that internal audit provide deeper insight into strategic risks. Internal auditors are being challenged to expand their views on the opportunities available through technology and use technology to meet the expectations.LEARN MORE1 Brief



New Webinar Playback: Guidance for Financial Industry Auditors<p>​Learn about the highlights of The IIA’s guidance series written specifically to address the needs of financial services auditors, including banks, insurers, and asset managers.<br></p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-Webinar-Playback-85-100.png" style="BORDER:0px solid;" />12/5/2018 5:00:00 AM Webinar Playback: Guidance for Financial Industry Auditors
Comparing SR 13-1 to IIA Standards<p>​The U.S. Federal Reserve System’s guidance on internal audit and its outsourcing is often used as a baseline by bank inspectors.</p><img alt="Federal Reserve" src="/centers/fsac/about/news/PublishingImages/Fed-Reserve.jpg" style="BORDER:0px solid;" />10/3/2018 4:00:00 AM SR 13-1 to IIA Standards
New Podcast: Risk Assessments for Small Internal Audit Organizations<p>​Cassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union, to discuss the importance of developing a sound risk assessment within small internal audit organizations and provides key takeaways to get started.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-Podcast.png" style="BORDER:0px solid;" />9/25/2018 4:00:00 AM Podcast: Risk Assessments for Small Internal Audit Organizations

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Financial Services Audit Center

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. Supported by The IIA – the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator – the center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the Financial Services industry by aggregating industry news, innovations, and key insights into a singular resources. Learn more or check out our frequently asked questions.​​​