Join Us October 1 & 2 in Washington, D.C.12018 Financial Services ExchangeThe Financial Services Exchange is the event for internal auditors to learn and share leading practices to navigate the complex regulatory environment. Register early and save!REGISTER TODAY1 Us October 1 & 2 in Washington, D.C.
Knowledge Brief: Risk Reporting Practices1Knowledge Brief: Risk Reporting PracticesThis article offers relevant engagement objectives and procedures to consider in customizing an audit program to review risk reporting practices.DOWNLOAD NOW0 Brief: Risk Reporting Practices
Knowledge Briefs1Knowledge BriefsFocused on specific topics important to financial services auditors. Knowledge Briefs provide access to relevant information from The IIA and our partners that you can immediately apply within your own organization.LEARN MORE0 Briefs



Washington Clamping Down on ICOs, Virtual Currencies and Blockchain Enterprises<p>​Five federal regulators all recently issued statements or took actions in which they clarified their positions on the scope of their jurisdiction over multiple aspects of virtual currency and certain types of blockchain enterprises.​ See the advisory from The IIA's Government Relations firm Arnold & Porter/Kay Scholer.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/2017-FSAC-News-FCA.jpg" style="BORDER:0px solid;" />4/5/2018 4:00:00 AM Clamping Down on ICOs, Virtual Currencies and Blockchain Enterprises
Podcast: Building an Internal Audit Function Through Relationships<p>​Cassian Jae is joined by Rick Walke to discuss the importance of building relationships when building a small audit function.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/PODCAST-85-100.png" style="BORDER:0px solid;" />3/22/2018 4:00:00 AM Building an Internal Audit Function Through Relationships
2018 Pulse of Internal Audit: A Profession in Transformation<p>​Chief Audit Executives (CAEs) need to position internal audit to be an internal disruptor, relentlessly challenging the status quo.​</p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-News-Pulse.png" style="BORDER:0px solid;" />2/27/2018 5:00:00 AM Pulse of Internal Audit: A Profession in Transformation

View News Archive​​


Financial Services Audit Center

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. Supported by The IIA – the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator – the center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the Financial Services industry by aggregating industry news, innovations, and key insights into a singular resources. Learn more or check out our frequently asked questions.​​​