Prepare for Regulatory Reform12018 Financial Services ExchangeJoin us in Washington, DC and be informed of the regulatory agenda from the regulators. Share new ideas and information with industry leaders and colleagues.REGISTER TODAY1https://www.theiia.org/centers/fsac/Style%20Library/Images/FSE-2018-SLIDER-780-350.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=12Prepare for Regulatory Reform
Podcast: Innovation In Continuous Auditing1PodcastCassian Jae is joined by Chris Paulison from Grant Thornton to discuss continuous auditing and provides key concepts and examples to implement or improve continuous auditing programs.LISTEN NOW1https://www.theiia.org/centers/fsac/Style%20Library/Images/Audit-Report-780-350.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=3Podcast: Innovation In Continuous Auditing
Webinar: The Future of Internal Auditing1Webinar: The Future of Internal AuditingCutting-edge technologies, data analytics, and transformative audit approaches and methodologies enable and accelerate how internal audit functions operate. Join Protiviti’s experts as they discuss ways of shaping the next generation of internal audit in organizations. Earn 2 CPE credits.REGISTER NOW0https://www.theiia.org/centers/fsac/PublishingImages/Future-780-350.pnghttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=8Webinar: The Future of Internal Auditing
PwC0PwC1https://www.theiia.org/centers/fsac/Style%20Library/Images/PwC-0818.gifhttps://www.theiia.org/centers/fsac/Lists/HomepageSlider/DispForm.aspx?ID=13PwC

 

 

Call for Webinar Proposals<p>​The Financial Services Audit Center (FSAC) is calling for proposals to build its 2019 webinar series. You are invited to submit a proposal to share your experience and expertise with internal auditors in banking, insurance, or capital management. </p><img alt="" src="/centers/fsac/about/news/PublishingImages/call-speaker-85-100.png" style="BORDER:0px solid;" />8/17/2018 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/Call-for-Webinar-Proposals.aspxCall for Webinar Proposals
New: DOL's Fiduciary Rule Vacated—But the Best Interest Concept Appears Here to Stay<p>​On June 21, 2018, the US Court of Appeals for the Fifth Circuit issued a mandate that gives effect to its March 15, 2018 opinion vacating the DOLs fiduciary rule and related prohibited transaction exemptions.</p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-Advisory.jpg" style="BORDER:0px solid;" />7/10/2018 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/new-dols-fiduciary-rule-vacated-but-the-best-interest-concept-appears-here-to-stay.aspxNew: DOL's Fiduciary Rule Vacated—But the Best Interest Concept Appears Here to Stay
Knowledge Brief: Auditing Conduct and Culture<p>An organization's culture should not be overlooked by internal audit as a source of potential harm. PWC's Rehana Anait has spent decades gaining expertise in this arena.​​</p><img alt="" src="/centers/fsac/about/news/PublishingImages/FSAC-CULTURE-85-100.png" style="BORDER:0px solid;" />6/27/2018 4:00:00 AMhttps://www.theiia.org/centers/fsac/about/news/Pages/Knowledge-Brief-Auditing-Conduct-and-Culture.aspxKnowledge Brief: Auditing Conduct and Culture

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Financial Services Audit Center

Welcome to the Financial Services Audit Center, the premier resource for auditors in the financial services industry. Supported by The IIA – the internal audit profession’s global voice, recognized authority, acknowledged leader, chief advocate, and principal educator – the center was established to provide financial services auditors with low-cost, high-quality professional development; networking opportunities for knowledge sharing among financial services stakeholders; and ongoing, timely, and relevant reporting on trends, benchmarking, and thought leadership in the profession. The Center is committed to advancing the professional practice of auditing in the Financial Services industry by aggregating industry news, innovations, and key insights into a singular resources. Learn more or check out our frequently asked questions.​​​