Audit Planning for a Class Action Filing with Andrew Cottrell

​​When a financial services organization is involved in a class action filing, internal audit needs to be prepared to evaluate risks and conduct reviews. Andrew Cottrell, associate director and head of Class Action Client Service for Institutional Shareholder Services Learn, describes best practices for a class action process.

The interview was hosted by Cassian Jae, director of The IIA’s Financial Services Audit Center.

Listen to the full broadcast.

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