Regulators emphasize the importance of maintaining effective Anti-money Laundering (AML) compliance programs. Auditors need to be aware of trends in regulatory supervision and areas of heightened scrutiny when shaping/establishing scope for AML audits. This playback will explore trends in regulatory supervision and audit strategies and techniques that may be deployed during your next audit. Regulatory topics will range from the new beneficial ownership rules to increased expectations related to the use and validation of AML models.
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