In today’s environment, auditors would do well to become multi-faceted and multi-purposed. Regardless of background, internal auditors within the financial services industry need the basic knowledge of IT Auditing to understand the general concepts, understand IT terminology and how IT Auditing is integral to general auditing. There is no complete view/opinion of one without looking at the other.
This 6-hour course will be delivered in two 3-hour sessions and will take auditors through the basics of IT Auditing in the Financial Services and other industries.
Who Should Attend: Financial services auditors who want to further understand the fundamentals of IT auditing.
This course will address:
- The basics of Financial Services IT Auditing, including key terms and acronyms.
- The importance of IT risk assessment and integration with the audit risk assessment.
- The difference between application controls and general controls and how to identify each.
- Key systems and controls directly related to the financial services industry.
Danny Goldberg, CIA, CCSA, CRMA, is the founder of GoldSRD, a leading provider of staff augmentation, executive recruiting, and professional development services. He is an internationally known speaker on topics including internal audit, accounting, and communication skills. Previously, Goldberg led the professional development and executive recruiting practices at Sunera, which he joined by selling his practice to the organization in 2011 Prior to Sunera, Goldberg founded SOFT GRC, an advisory services and professional development firm. He has 21 years of audit experience, including five as a CAE/audit director at two diverse companies.
Goldberg is an active member of The IIA, previously serving on the Learning Solutions Committee at the national level and holding numerous leadership positions within the IIA‒Dallas and IIA‒Fort Worth Chapters (current Dallas IIA board member).
In addition to his IIA certifications, Goldberg is a Chartered Global Management Accountant and holds the following certifications: Certified Public Accountant, Certified Information Systems Auditor, Certified in the Governance of Enterprise Information Technology, and Certified in Risk and Information Systems Control.
FSAC : $259