April 26 & 28
1:00 PM to 4:00 PM Eastern Time (ET)
All auditors should have basic fraud knowledge to meet their obligation as an auditor. With the ever-changing regulatory and economic landscape, financial services auditors must be resilient in understanding, auditing, and uncovering fraud.
In this course, attendees will focus on the basics of fraud auditing, including monitoring activities, understanding the nature of fraud and how it occurs, and, internal audit’s role in detecting fraud and its common red flags. This course will focus on practical steps that all auditors can integrate into every audit.
Who Should Attend:
Financial services auditors who want to focus on understanding the basics of fraud and fraud auditing and how to integrate steps into their current audit process.
In this session, participants will:
- Learn how to identify fraud risk and appropriate tools and techniques.
- Discuss key opportunities to commit fraud and specific red flags related to the financial services industry.
- Identify fraud through fraud indicators.
- Discover how fraud occurs and the characteristics of a fraudster.
Danny M. Goldberg
Professional Trainer and Coach, GoldSRD
Danny Goldberg, CIA, CCSA, CRMA, is the founder of GoldSRD, providing staff augmentation, executive recruiting, and professional development services. Goldberg is an internationally regarded speaker on internal auditing, accounting, and communication skills. Previously he led the professional development and executive recruiting practices at Sunera, which he joined in 2011. Prior to joining Sunera, Goldberg founded SOFT GRC, an advisory services and professional development firm. He has nearly 20 years of audit experience, including five as a CAE/audit director at two diverse organizations.
Goldberg has been an active volunteer for The IIA, serving at the local, regional, and national levels. In addition to his IIA credentials, he is a Certified Public Accountant, Certified Information Systems Auditor, Certified in the Governance of Enterprise IT, Certified in Risk and Information Systems Control, and a Chartered Global Management Accountant.