Podcasts

The Financial Services Audit Center AuditCast is a podcast series featuring conversations with industry experts providing their perspective on important topics of interest to auditors in the financial services industry. These short, informative podcasts often compliment the Center’s premium content, which is available only to Center members.

​Recent Podc​​asts​

 

 

Risk Assessments for Small Internal Audit Organizations8144<p>​Cassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union, to discuss the importance of developing a sound risk assessment within small internal audit organizations and provides key takeaways to get started.</p>9/18/2018 4:00:00 AMCassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union, to discuss the importance of developing a sound risk assessment within small internal audit organizations and provides key takeaways to get started10/23/2018 7:05:17 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Audit Report: Innovation in Continuous Auditing8141<p>​​Cassian Jae is joined by Chris Paulison from Grant Thornton to discuss continuous auditing. During this conversation, Chris Paulison provides key concepts and examples for audit organizations to implement or improve their continuous auditing programs.​</p>7/12/2018 4:00:00 AMCassian Jae is joined by Chris Paulison from Grant Thornton to discuss continuous auditing. During this conversation, Chris Paulison provides key concepts and examples for audit organizations to implement or improve their continuous auditing programs.10/23/2018 7:05:05 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Audit Report: Innovation in Three Lines of Defense8142<p>Cassian Jae is in conversation with Chris Paulison from Grant Thornton on innovations applied to the three lines of defense model. In this episode, Chris Paulison discusses innovation and examples in the coordination of the three lines of defense in numerous areas including risk detection and issue reporting.​</p>7/12/2018 4:00:00 AMCassian Jae is in conversation with Chris Paulison from Grant Thornton on innovations applied to the three lines of defense model. In this episode, Chris Paulison discusses innovation and examples in the coordination of the three lines of defense.10/23/2018 9:14:42 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
The Audit Report: Series Preview8145<p>Cassian Jae is joined by Chris Paulison from Grant Thornton to preview the topics covered in the upcoming Audit Report series covering continuous auditing – increasing internal audit’s value add / best practice techniques; three lines of defense – seeking the reliance model; disruptive technologies – the impact of automation and robotics; and the workforce of the future – managing the war for talent in internal audit.</p>4/27/2018 4:00:00 AMCassian Jae is joined by Chris Paulison from Grant Thornton to preview the topics covered in the upcoming Audit Report series covering continuous auditing.10/23/2018 7:05:20 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Building an Internal Audit Function Through Relationships8143<p>​​Cassian Jae and Rick Walke discuss the importance of building relationships when building a small audit function where the soft skills are just as important as the hard skills.​</p>3/19/2018 4:00:00 AM​Cassian Jae and Rick Walke discuss the importance of building relationships when building a small audit function where the soft skills are just as important as the hard skills.10/23/2018 7:05:13 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
AuditCast with Dana Lawrence8137<p>​Cassian Jae is joined by Dana Lawrence, Head of Compliance at Simple. Dana discusses some of the key challenges and risks internal audit faces at a FinTech company.</p>11/1/2017 4:00:00 AMCassian Jae is joined by Dana Lawrence, Head of Compliance at Simple. Dana discusses some of the key challenges and risks internal audit faces at a FinTech company.10/23/2018 7:04:48 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Auditing Small Audit Functions with Rick Walke8138<p>​Cassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union discussing the challenges of running a small audit function in the financial services industry.</p>8/2/2017 4:00:00 AMCassian Jae is joined by Rick Walke, Vice President of Internal Audit and Compliance at Forum Credit Union discussing the challenges of running a small audit function in the financial services industry.10/23/2018 7:04:54 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Auditing the Business Continuity Plan (BCP)8139<p>​<span style="color&#58;#333333;background-color&#58;#ffffff;">Cassian Jae, Center Director, hosted an AuditCast with Seth Davis and Ben Getz to find out the answers to some of the most frequently asked questions from their popular webinar, Auditing the Business Continuity Plan.&#160;</span>​</p>5/25/2016 4:00:00 AMCassian Jae, Center Director, hosted an AuditCast with Seth Davis and Ben Getz to discuss their popular webinar, Auditing the Business Continuity Plan.10/23/2018 7:04:59 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Audit Planning for a Class Action Filing with Andrew Cottrell8140<p>​Andrew Cottrell, associate director and head of Class Action Client Service for Institutional Shareholder Services Learn, describes best practices for a class action process.​</p>5/25/2016 4:00:00 AMIn this podcast, Andrew Cottrell describes best practices for a class action process.10/23/2018 7:05:02 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx
Introducing AuditCast: A Financial Services Podcast Series8146<p>​AuditCast is a podcast series exploring the financial services perspective of internal auditing.</p><p><span style="color&#58;#333333;background-color&#58;#ffffff;">​​​In this first episode, Cassian Jae, director for The IIA’s Financial Services Audit Center, is joined by Jennifer Burke and Steve Jameson, co-authors of A Global View of Financial Services Auditing&#58; Challenges, Opportunities, and the Future, a report derived from The Internal Audit Foundation’s 2015 Global Internal Audit Common Body of Knowledge (CBOK) Survey.</span>​<br></p>9/9/2015 4:00:00 AM​​​In this AuditCast, Cassian Jae is joined by Jennifer Burke and Steve Jameson.10/23/2018 7:06:04 PMhttps://www.theiia.org/centers/fsac/media/podcasts/Pages/Forms/AllItems.aspxhtmlFalseaspx