Fraud & Ethics


 

 

Professional Responsibility and Ethics Part 2Professional Responsibility and Ethics Part 21/30/2017 4:21:48 PMFtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ8c7bf5d07e9e43178f045565d8d4e592https://secure-cf-c.ooyala.com/FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ/XzOTlMlQSGUnbGTX4xMDoxOjBrO-I4W8Auditing ethics and culture are hot buzz words today, but where do you start? Sally-Anne Pitt and Scott Page give some tips on the inclusion of ethics and culture in audits and how to get objective input. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne">Click here to watch part 1.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19096Professional Responsibility and Ethics Part 2

2017 General Audit Management Conference​​

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Professional Responsibility and Ethics Part 1Professional Responsibility and Ethics Part 1h0eXFwODE6jeo7Mmw63jM6-SbbP3HUnehttps://secure-cf-c.ooyala.com/h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne/eWNh-8akTAF2kj8X4xMDoxOjBrO-I4W8Scott Page, Director of Internal Audit at the Wajax Corporation, and Sally-Anne Pitt, Managing Partner at Pitt Group, discuss the importance of ethics and how it relates to an auditor's role and responsibility. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ">Click here to watch part 2.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19104Professional Responsibility and Ethics Part 1
Audit Executive Center Preview on Cyber ResilienceAudit Executive Center Preview on Cyber ResilienceU4NXhuNzE65ecZehY18BkB8fXNvTcx1thttps://secure-cf-c.ooyala.com/U4NXhuNzE65ecZehY18BkB8fXNvTcx1t/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Inspector General Theresa Grafenstine spoke at The Audit Executive Center’s Executive Exchange at The IIA's General Audit Management Conference last year about phishing, advanced persistent threats, and how to communicate with audit committees to get their attention on these crucial topics. She’s fired up on auditors’ ability to get into cybersecurity and cyber resilience. <a href="https://na.theiia.org/training/conferences/GAM/Pages/GAM-Conference.aspx" target="_blank">Click here to learn more about The IIA's General Audit Management Conference.</a> <a href="https://na.theiia.org/services/cae-resources/AEC/top-resources/Pages/AEC-Member-Resources.aspx" target="_blank"> Visit www.theiia.org/AEC Resources to learn more about the Audit Executive Center.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19123Audit Executive Center Preview on Cyber Resilience
Fraud in the Health Care System Pt 2Fraud in the Health Care System Pt 28zamk5NTE6iG7P9UkjwMgUrtXhfS8PdUhttps://secure-cf-c.ooyala.com/8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW" target="_blank">Click here to watch Part 1 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19190Fraud in the Health Care System Pt 2
Fraud in the Health Care System Pt 1Fraud in the Health Care System Pt 1xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNWhttps://secure-cf-c.ooyala.com/xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19191Fraud in the Health Care System Pt 1
What Would You Do? An Ethical DilemmaWhat Would You Do? An Ethical DilemmaNvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZghttps://secure-cf-c.ooyala.com/NvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZg/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Audit leaders discuss the hypothetical situation of a staff auditor’s discovery of an employee benefiting from a deal with a subcontractor to the tune of a hot tub and digital music system. What does the auditor do now? Douglas J. Anderson of The IIA facilitates a panel discussion with audit pros Sally-Anne Pitt, Andrew Macleod, and NG Shankar.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19286What Would You Do? An Ethical Dilemma
The Effects of Culture on Organizational EthicsThe Effects of Culture on Organizational EthicspsNDE5eToHx6cDW8W7dSW0YGH-ZGwYqThttps://secure-cf-c.ooyala.com/psNDE5eToHx6cDW8W7dSW0YGH-ZGwYqT/E-HI8y-Omg85H4KX4xMDoxOjBrO-I4W8The public is still reeling from Volkswagen’s recent ethical lapse. Not only that it happened, but the revelations of how many knew about it and let it happen or continue, and the company’s initial response that many considered lame. A deeply flawed organizational culture was a huge part of the problem. How do you fix that?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20119The Effects of Culture on Organizational Ethics
Case Study: Ignored Red Flags Enable a Vendor FraudCase Study: Ignored Red Flags Enable a Vendor FrauddramtzdzqGdLd-YtfsC72GtTgYEVSKtvhttps://secure-cf-c.ooyala.com/dramtzdzqGdLd-YtfsC72GtTgYEVSKtv/5SPjETdNCPS-ZANX4xMDoxOjBrO-I4W8Lynn Fountain, president of Fountain GRC, presents a case study in which a company fails to investigate a whistleblower's complaint of a vendor fraud for two years.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20181Case Study: Ignored Red Flags Enable a Vendor Fraud
The FrauditThe FrauditF3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7https://secure-cf-c.ooyala.com/F3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Pamela Verick, a director with Protiviti, discusses how to conduct a "fraudit" an audit to identify indicators of fraud risk. To learn more about fighting fraud, be sure to attend Ranjit Singh's "Developing and Implementing a Fraud Risk Assurance Map" session at The IIA's 2013 International Conference, http://www.iia2013ic.org/concurrent-sessions.html.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20215The Fraudit
Innovative Tools to Identify and Prevent FraudInnovative Tools to Identify and Prevent Fraudh1M2tzdzoXveFzx5_Aw7_DGeHI_i19Nihttps://secure-cf-c.ooyala.com/h1M2tzdzoXveFzx5_Aw7_DGeHI_i19Ni/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Gregory Kutz, Director of Forensic Audit and Government Investigative Services for the GAO, talks about innovative tools to identify and prevent fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20251Innovative Tools to Identify and Prevent Fraud
Asset Misappropriation on the IncreaseAsset Misappropriation on the Increasedtd2pzdzqp9dANESZk5PXt882faUMF-ohttps://secure-cf-c.ooyala.com/dtd2pzdzqp9dANESZk5PXt882faUMF-o/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Justin Snell, a director with KPMG, offers suggestions for addressing today's fraud risks.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20285Asset Misappropriation on the Increase
Managing Fraud & Misconduct in a Changing WorldManaging Fraud & Misconduct in a Changing Worldppd2pzdzoWS2PszcgPQIsv42Z0stUZeIhttps://secure-cf-c.ooyala.com/ppd2pzdzoWS2PszcgPQIsv42Z0stUZeI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Girgenti, KPMG National Forensic Practice leader, says the speed and complexity of change in today's global, regulated, digital environment is making it more difficult to manage the risk of fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20286Managing Fraud & Misconduct in a Changing World
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20294Helping Management Prevent and Detect Fraud
Four Elements of Continuous MonitoringFour Elements of Continuous MonitoringRvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2https://secure-cf-c.ooyala.com/Rvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Lanza, president, Cash Recovery Partners, discusses how fraud-related information becomes disconnected in organizational systems, and how continuous monitoring can be used to help put it back together.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20304Four Elements of Continuous Monitoring
Lessons From the HealthSouth FraudLessons From the HealthSouth FraudBwcmpzdzou26-fZ1dOzSwk3uqRQSuu-Ohttps://secure-cf-c.ooyala.com/Bwcmpzdzou26-fZ1dOzSwk3uqRQSuu-O/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Former HealthSouth whistleblower Weston Smith explains the lies and rationalization that led to massive accounting statement fraud at the health-care company.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20308Lessons From the HealthSouth Fraud
Ethics: Where do you draw the line?Ethics: Where do you draw the line?AybWpzdzqprmchQfPL2BNvE9mi6OPWbfhttps://secure-cf-c.ooyala.com/AybWpzdzqprmchQfPL2BNvE9mi6OPWbf/fylOjp5pkC-GA4Zn4xMDoxOjBrO-I4W8Gloria Gibbon, long-time internal auditor, discusses the ripple effects that can result from a relatively minor, split-second decision against the backdrop of the housing market collapse in which some walked away homeless, while others walked away as millionaires.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20337Ethics: Where do you draw the line?
Future of FraudFuture of FrauddvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfLhttps://secure-cf-c.ooyala.com/dvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfL/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Technology is a key driver in the future of fraud, says Pam Verick. It can introduce new risk vulnerabilities, but it is also key to risk mitigation.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20361Future of Fraud
Current Developments in Fraud and CorruptionCurrent Developments in Fraud and CorruptionF2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDIhttps://secure-cf-c.ooyala.com/F2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Toby Bishop, Director of Deloitte's Forensic Center, shares the key developments in fraud and corruption. Be aware!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20371Current Developments in Fraud and Corruption
Five Easy Steps for Auditing EthicsFive Easy Steps for Auditing EthicsdoZGpzdzoaSHwKfOXs_eQedDGIE_wFJrhttps://secure-cf-c.ooyala.com/doZGpzdzoaSHwKfOXs_eQedDGIE_wFJr/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Debra Yoshimura, Managing Director of Audit for the US Olympic Committee shares five easy steps for auditing ethics. It may be easier than you think.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20372Five Easy Steps for Auditing Ethics
Looking for Fraud in All the Wrong PlacesLooking for Fraud in All the Wrong Places04a2w0czpM0hQQDhsuwrqO95f37lWnK5https://secure-cf-c.ooyala.com/04a2w0czpM0hQQDhsuwrqO95f37lWnK5/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Elizabeth Pittelkow presented at the 2014 All Star Conference, which recaps “best of the best” IIA presentations during the previous year, because she has fascinating insights on Behavioral Ethics. Listen as she touches on what differentiates fraudsters from leaders, and how come they look so alike sometimes, and offers this statement for your contemplation: “Everyone is ethical…until they are not.”https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20586Looking for Fraud in All the Wrong Places
When the Whistle Is Blown, All Lines of Defense Have Failed​When the Whistle Is Blown, All Lines of Defense Have Failed​k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9https://secure-cf-c.ooyala.com/k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8In this Chambersontheprofession.org video blog, The IIA CEO Richard F. Chambers discusses the ramifications of the SEC’s whistleblower program. When federal whistleblowers rules were enacted, it was understood that even internal auditors could be eligible under certain conditions. But the first payout ever – $300,000 in this case – to a whistleblower who performs an audit or compliance function at a company still leaves Chambers with mixed emotions. http://bit.ly/WhistleBlownhttps://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20768When the Whistle Is Blown, All Lines of Defense Have Failed​

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Professional Responsibility and Ethics Part 2Professional Responsibility and Ethics Part 2FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZhttps://secure-cf-c.ooyala.com/FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ/XzOTlMlQSGUnbGTX4xMDoxOjBrO-I4W8Auditing ethics and culture are hot buzz words today, but where do you start? Sally-Anne Pitt and Scott Page give some tips on the inclusion of ethics and culture in audits and how to get objective input. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne">Click here to watch part 1.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19096Professional Responsibility and Ethics Part 2
Professional Responsibility and Ethics Part 1Professional Responsibility and Ethics Part 1h0eXFwODE6jeo7Mmw63jM6-SbbP3HUnehttps://secure-cf-c.ooyala.com/h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne/eWNh-8akTAF2kj8X4xMDoxOjBrO-I4W8Scott Page, Director of Internal Audit at the Wajax Corporation, and Sally-Anne Pitt, Managing Partner at Pitt Group, discuss the importance of ethics and how it relates to an auditor's role and responsibility. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ">Click here to watch part 2.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19104Professional Responsibility and Ethics Part 1
Audit Executive Center Preview on Cyber ResilienceAudit Executive Center Preview on Cyber ResilienceU4NXhuNzE65ecZehY18BkB8fXNvTcx1thttps://secure-cf-c.ooyala.com/U4NXhuNzE65ecZehY18BkB8fXNvTcx1t/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Inspector General Theresa Grafenstine spoke at The Audit Executive Center’s Executive Exchange at The IIA's General Audit Management Conference last year about phishing, advanced persistent threats, and how to communicate with audit committees to get their attention on these crucial topics. She’s fired up on auditors’ ability to get into cybersecurity and cyber resilience. <a href="https://na.theiia.org/training/conferences/GAM/Pages/GAM-Conference.aspx" target="_blank">Click here to learn more about The IIA's General Audit Management Conference.</a> <a href="https://na.theiia.org/services/cae-resources/AEC/top-resources/Pages/AEC-Member-Resources.aspx" target="_blank"> Visit www.theiia.org/AEC Resources to learn more about the Audit Executive Center.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19123Audit Executive Center Preview on Cyber Resilience
Fraud in the Health Care System Pt 2Fraud in the Health Care System Pt 28zamk5NTE6iG7P9UkjwMgUrtXhfS8PdUhttps://secure-cf-c.ooyala.com/8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW" target="_blank">Click here to watch Part 1 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19190Fraud in the Health Care System Pt 2
Fraud in the Health Care System Pt 1Fraud in the Health Care System Pt 1xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNWhttps://secure-cf-c.ooyala.com/xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19191Fraud in the Health Care System Pt 1
What Would You Do? An Ethical DilemmaWhat Would You Do? An Ethical DilemmaNvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZghttps://secure-cf-c.ooyala.com/NvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZg/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Audit leaders discuss the hypothetical situation of a staff auditor’s discovery of an employee benefiting from a deal with a subcontractor to the tune of a hot tub and digital music system. What does the auditor do now? Douglas J. Anderson of The IIA facilitates a panel discussion with audit pros Sally-Anne Pitt, Andrew Macleod, and NG Shankar.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19286What Would You Do? An Ethical Dilemma
The Effects of Culture on Organizational EthicsThe Effects of Culture on Organizational EthicspsNDE5eToHx6cDW8W7dSW0YGH-ZGwYqThttps://secure-cf-c.ooyala.com/psNDE5eToHx6cDW8W7dSW0YGH-ZGwYqT/E-HI8y-Omg85H4KX4xMDoxOjBrO-I4W8The public is still reeling from Volkswagen’s recent ethical lapse. Not only that it happened, but the revelations of how many knew about it and let it happen or continue, and the company’s initial response that many considered lame. A deeply flawed organizational culture was a huge part of the problem. How do you fix that?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20119The Effects of Culture on Organizational Ethics
Case Study: Ignored Red Flags Enable a Vendor FraudCase Study: Ignored Red Flags Enable a Vendor FrauddramtzdzqGdLd-YtfsC72GtTgYEVSKtvhttps://secure-cf-c.ooyala.com/dramtzdzqGdLd-YtfsC72GtTgYEVSKtv/5SPjETdNCPS-ZANX4xMDoxOjBrO-I4W8Lynn Fountain, president of Fountain GRC, presents a case study in which a company fails to investigate a whistleblower's complaint of a vendor fraud for two years.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20181Case Study: Ignored Red Flags Enable a Vendor Fraud
The FrauditThe FrauditF3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7https://secure-cf-c.ooyala.com/F3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Pamela Verick, a director with Protiviti, discusses how to conduct a "fraudit" an audit to identify indicators of fraud risk. To learn more about fighting fraud, be sure to attend Ranjit Singh's "Developing and Implementing a Fraud Risk Assurance Map" session at The IIA's 2013 International Conference, http://www.iia2013ic.org/concurrent-sessions.html.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20215The Fraudit
Innovative Tools to Identify and Prevent FraudInnovative Tools to Identify and Prevent Fraudh1M2tzdzoXveFzx5_Aw7_DGeHI_i19Nihttps://secure-cf-c.ooyala.com/h1M2tzdzoXveFzx5_Aw7_DGeHI_i19Ni/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Gregory Kutz, Director of Forensic Audit and Government Investigative Services for the GAO, talks about innovative tools to identify and prevent fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20251Innovative Tools to Identify and Prevent Fraud
Asset Misappropriation on the IncreaseAsset Misappropriation on the Increasedtd2pzdzqp9dANESZk5PXt882faUMF-ohttps://secure-cf-c.ooyala.com/dtd2pzdzqp9dANESZk5PXt882faUMF-o/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Justin Snell, a director with KPMG, offers suggestions for addressing today's fraud risks.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20285Asset Misappropriation on the Increase
Managing Fraud & Misconduct in a Changing WorldManaging Fraud & Misconduct in a Changing Worldppd2pzdzoWS2PszcgPQIsv42Z0stUZeIhttps://secure-cf-c.ooyala.com/ppd2pzdzoWS2PszcgPQIsv42Z0stUZeI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Girgenti, KPMG National Forensic Practice leader, says the speed and complexity of change in today's global, regulated, digital environment is making it more difficult to manage the risk of fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20286Managing Fraud & Misconduct in a Changing World
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20294Helping Management Prevent and Detect Fraud
Four Elements of Continuous MonitoringFour Elements of Continuous MonitoringRvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2https://secure-cf-c.ooyala.com/Rvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Lanza, president, Cash Recovery Partners, discusses how fraud-related information becomes disconnected in organizational systems, and how continuous monitoring can be used to help put it back together.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20304Four Elements of Continuous Monitoring
Lessons From the HealthSouth FraudLessons From the HealthSouth FraudBwcmpzdzou26-fZ1dOzSwk3uqRQSuu-Ohttps://secure-cf-c.ooyala.com/Bwcmpzdzou26-fZ1dOzSwk3uqRQSuu-O/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Former HealthSouth whistleblower Weston Smith explains the lies and rationalization that led to massive accounting statement fraud at the health-care company.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20308Lessons From the HealthSouth Fraud
Ethics: Where do you draw the line?Ethics: Where do you draw the line?AybWpzdzqprmchQfPL2BNvE9mi6OPWbfhttps://secure-cf-c.ooyala.com/AybWpzdzqprmchQfPL2BNvE9mi6OPWbf/fylOjp5pkC-GA4Zn4xMDoxOjBrO-I4W8Gloria Gibbon, long-time internal auditor, discusses the ripple effects that can result from a relatively minor, split-second decision against the backdrop of the housing market collapse in which some walked away homeless, while others walked away as millionaires.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20337Ethics: Where do you draw the line?
Future of FraudFuture of FrauddvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfLhttps://secure-cf-c.ooyala.com/dvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfL/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Technology is a key driver in the future of fraud, says Pam Verick. It can introduce new risk vulnerabilities, but it is also key to risk mitigation.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20361Future of Fraud
Current Developments in Fraud and CorruptionCurrent Developments in Fraud and CorruptionF2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDIhttps://secure-cf-c.ooyala.com/F2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Toby Bishop, Director of Deloitte's Forensic Center, shares the key developments in fraud and corruption. Be aware!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20371Current Developments in Fraud and Corruption
Five Easy Steps for Auditing EthicsFive Easy Steps for Auditing EthicsdoZGpzdzoaSHwKfOXs_eQedDGIE_wFJrhttps://secure-cf-c.ooyala.com/doZGpzdzoaSHwKfOXs_eQedDGIE_wFJr/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Debra Yoshimura, Managing Director of Audit for the US Olympic Committee shares five easy steps for auditing ethics. It may be easier than you think.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20372Five Easy Steps for Auditing Ethics
Looking for Fraud in All the Wrong PlacesLooking for Fraud in All the Wrong Places04a2w0czpM0hQQDhsuwrqO95f37lWnK5https://secure-cf-c.ooyala.com/04a2w0czpM0hQQDhsuwrqO95f37lWnK5/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Elizabeth Pittelkow presented at the 2014 All Star Conference, which recaps “best of the best” IIA presentations during the previous year, because she has fascinating insights on Behavioral Ethics. Listen as she touches on what differentiates fraudsters from leaders, and how come they look so alike sometimes, and offers this statement for your contemplation: “Everyone is ethical…until they are not.”https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20586Looking for Fraud in All the Wrong Places
When the Whistle Is Blown, All Lines of Defense Have Failed​When the Whistle Is Blown, All Lines of Defense Have Failed​k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9https://secure-cf-c.ooyala.com/k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8In this Chambersontheprofession.org video blog, The IIA CEO Richard F. Chambers discusses the ramifications of the SEC’s whistleblower program. When federal whistleblowers rules were enacted, it was understood that even internal auditors could be eligible under certain conditions. But the first payout ever – $300,000 in this case – to a whistleblower who performs an audit or compliance function at a company still leaves Chambers with mixed emotions. http://bit.ly/WhistleBlownhttps://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20768When the Whistle Is Blown, All Lines of Defense Have Failed​

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Professional Responsibility and Ethics Part 2Professional Responsibility and Ethics Part 2FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZhttps://secure-cf-c.ooyala.com/FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ/XzOTlMlQSGUnbGTX4xMDoxOjBrO-I4W8Auditing ethics and culture are hot buzz words today, but where do you start? Sally-Anne Pitt and Scott Page give some tips on the inclusion of ethics and culture in audits and how to get objective input. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne">Click here to watch part 1.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19096Professional Responsibility and Ethics Part 2
Professional Responsibility and Ethics Part 1Professional Responsibility and Ethics Part 1h0eXFwODE6jeo7Mmw63jM6-SbbP3HUnehttps://secure-cf-c.ooyala.com/h0eXFwODE6jeo7Mmw63jM6-SbbP3HUne/eWNh-8akTAF2kj8X4xMDoxOjBrO-I4W8Scott Page, Director of Internal Audit at the Wajax Corporation, and Sally-Anne Pitt, Managing Partner at Pitt Group, discuss the importance of ethics and how it relates to an auditor's role and responsibility. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=FtNmhhOTE6ylxa-ztK7HtVZlQLVoU1tZ">Click here to watch part 2.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19104Professional Responsibility and Ethics Part 1
Audit Executive Center Preview on Cyber ResilienceAudit Executive Center Preview on Cyber ResilienceU4NXhuNzE65ecZehY18BkB8fXNvTcx1thttps://secure-cf-c.ooyala.com/U4NXhuNzE65ecZehY18BkB8fXNvTcx1t/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Inspector General Theresa Grafenstine spoke at The Audit Executive Center’s Executive Exchange at The IIA's General Audit Management Conference last year about phishing, advanced persistent threats, and how to communicate with audit committees to get their attention on these crucial topics. She’s fired up on auditors’ ability to get into cybersecurity and cyber resilience. <a href="https://na.theiia.org/training/conferences/GAM/Pages/GAM-Conference.aspx" target="_blank">Click here to learn more about The IIA's General Audit Management Conference.</a> <a href="https://na.theiia.org/services/cae-resources/AEC/top-resources/Pages/AEC-Member-Resources.aspx" target="_blank"> Visit www.theiia.org/AEC Resources to learn more about the Audit Executive Center.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19123Audit Executive Center Preview on Cyber Resilience
Fraud in the Health Care System Pt 2Fraud in the Health Care System Pt 28zamk5NTE6iG7P9UkjwMgUrtXhfS8PdUhttps://secure-cf-c.ooyala.com/8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW" target="_blank">Click here to watch Part 1 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19190Fraud in the Health Care System Pt 2
Fraud in the Health Care System Pt 1Fraud in the Health Care System Pt 1xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNWhttps://secure-cf-c.ooyala.com/xpZ2M5NTE6R5CyeidnZdP2JnsqrexYNW/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Fraud lurks within all industries, but because of the sensitive nature and abundance of information available, health care is ripe for cybercriminals to invade like a disease for which there is no cure. The IIA's Jim Pelletier speaks to Rebecca Busch, President, and CEO at Medical Business Associates about this issue. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=8zamk5NTE6iG7P9UkjwMgUrtXhfS8PdU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19191Fraud in the Health Care System Pt 1
What Would You Do? An Ethical DilemmaWhat Would You Do? An Ethical DilemmaNvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZghttps://secure-cf-c.ooyala.com/NvMWZiMzE6y-_mOnYaH-TN_5Yke_OlZg/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Audit leaders discuss the hypothetical situation of a staff auditor’s discovery of an employee benefiting from a deal with a subcontractor to the tune of a hot tub and digital music system. What does the auditor do now? Douglas J. Anderson of The IIA facilitates a panel discussion with audit pros Sally-Anne Pitt, Andrew Macleod, and NG Shankar.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=19286What Would You Do? An Ethical Dilemma
The Effects of Culture on Organizational EthicsThe Effects of Culture on Organizational EthicspsNDE5eToHx6cDW8W7dSW0YGH-ZGwYqThttps://secure-cf-c.ooyala.com/psNDE5eToHx6cDW8W7dSW0YGH-ZGwYqT/E-HI8y-Omg85H4KX4xMDoxOjBrO-I4W8The public is still reeling from Volkswagen’s recent ethical lapse. Not only that it happened, but the revelations of how many knew about it and let it happen or continue, and the company’s initial response that many considered lame. A deeply flawed organizational culture was a huge part of the problem. How do you fix that?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20119The Effects of Culture on Organizational Ethics
Case Study: Ignored Red Flags Enable a Vendor FraudCase Study: Ignored Red Flags Enable a Vendor FrauddramtzdzqGdLd-YtfsC72GtTgYEVSKtvhttps://secure-cf-c.ooyala.com/dramtzdzqGdLd-YtfsC72GtTgYEVSKtv/5SPjETdNCPS-ZANX4xMDoxOjBrO-I4W8Lynn Fountain, president of Fountain GRC, presents a case study in which a company fails to investigate a whistleblower's complaint of a vendor fraud for two years.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20181Case Study: Ignored Red Flags Enable a Vendor Fraud
The FrauditThe FrauditF3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7https://secure-cf-c.ooyala.com/F3ZGtzdzrT-ktZX2JAduDCmIDldMAwH7/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8Pamela Verick, a director with Protiviti, discusses how to conduct a "fraudit" an audit to identify indicators of fraud risk. To learn more about fighting fraud, be sure to attend Ranjit Singh's "Developing and Implementing a Fraud Risk Assurance Map" session at The IIA's 2013 International Conference, http://www.iia2013ic.org/concurrent-sessions.html.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20215The Fraudit
Innovative Tools to Identify and Prevent FraudInnovative Tools to Identify and Prevent Fraudh1M2tzdzoXveFzx5_Aw7_DGeHI_i19Nihttps://secure-cf-c.ooyala.com/h1M2tzdzoXveFzx5_Aw7_DGeHI_i19Ni/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Gregory Kutz, Director of Forensic Audit and Government Investigative Services for the GAO, talks about innovative tools to identify and prevent fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20251Innovative Tools to Identify and Prevent Fraud
Asset Misappropriation on the IncreaseAsset Misappropriation on the Increasedtd2pzdzqp9dANESZk5PXt882faUMF-ohttps://secure-cf-c.ooyala.com/dtd2pzdzqp9dANESZk5PXt882faUMF-o/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Justin Snell, a director with KPMG, offers suggestions for addressing today's fraud risks.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20285Asset Misappropriation on the Increase
Managing Fraud & Misconduct in a Changing WorldManaging Fraud & Misconduct in a Changing Worldppd2pzdzoWS2PszcgPQIsv42Z0stUZeIhttps://secure-cf-c.ooyala.com/ppd2pzdzoWS2PszcgPQIsv42Z0stUZeI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Girgenti, KPMG National Forensic Practice leader, says the speed and complexity of change in today's global, regulated, digital environment is making it more difficult to manage the risk of fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20286Managing Fraud & Misconduct in a Changing World
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20294Helping Management Prevent and Detect Fraud
Four Elements of Continuous MonitoringFour Elements of Continuous MonitoringRvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2https://secure-cf-c.ooyala.com/Rvc2pzdzqkLaTpBb7tQ7vYomGW-2Mav2/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Lanza, president, Cash Recovery Partners, discusses how fraud-related information becomes disconnected in organizational systems, and how continuous monitoring can be used to help put it back together.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20304Four Elements of Continuous Monitoring
Lessons From the HealthSouth FraudLessons From the HealthSouth FraudBwcmpzdzou26-fZ1dOzSwk3uqRQSuu-Ohttps://secure-cf-c.ooyala.com/Bwcmpzdzou26-fZ1dOzSwk3uqRQSuu-O/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Former HealthSouth whistleblower Weston Smith explains the lies and rationalization that led to massive accounting statement fraud at the health-care company.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20308Lessons From the HealthSouth Fraud
Ethics: Where do you draw the line?Ethics: Where do you draw the line?AybWpzdzqprmchQfPL2BNvE9mi6OPWbfhttps://secure-cf-c.ooyala.com/AybWpzdzqprmchQfPL2BNvE9mi6OPWbf/fylOjp5pkC-GA4Zn4xMDoxOjBrO-I4W8Gloria Gibbon, long-time internal auditor, discusses the ripple effects that can result from a relatively minor, split-second decision against the backdrop of the housing market collapse in which some walked away homeless, while others walked away as millionaires.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20337Ethics: Where do you draw the line?
Future of FraudFuture of FrauddvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfLhttps://secure-cf-c.ooyala.com/dvZ2pzdzpG2ozPWn-MBU88NQtSvPWbfL/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Technology is a key driver in the future of fraud, says Pam Verick. It can introduce new risk vulnerabilities, but it is also key to risk mitigation.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20361Future of Fraud
Current Developments in Fraud and CorruptionCurrent Developments in Fraud and CorruptionF2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDIhttps://secure-cf-c.ooyala.com/F2ZGpzdzoaGQPjnTy7LFDyuMT2hNJMDI/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Toby Bishop, Director of Deloitte's Forensic Center, shares the key developments in fraud and corruption. Be aware!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20371Current Developments in Fraud and Corruption
Five Easy Steps for Auditing EthicsFive Easy Steps for Auditing EthicsdoZGpzdzoaSHwKfOXs_eQedDGIE_wFJrhttps://secure-cf-c.ooyala.com/doZGpzdzoaSHwKfOXs_eQedDGIE_wFJr/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Debra Yoshimura, Managing Director of Audit for the US Olympic Committee shares five easy steps for auditing ethics. It may be easier than you think.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20372Five Easy Steps for Auditing Ethics
Looking for Fraud in All the Wrong PlacesLooking for Fraud in All the Wrong Places04a2w0czpM0hQQDhsuwrqO95f37lWnK5https://secure-cf-c.ooyala.com/04a2w0czpM0hQQDhsuwrqO95f37lWnK5/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Elizabeth Pittelkow presented at the 2014 All Star Conference, which recaps “best of the best” IIA presentations during the previous year, because she has fascinating insights on Behavioral Ethics. Listen as she touches on what differentiates fraudsters from leaders, and how come they look so alike sometimes, and offers this statement for your contemplation: “Everyone is ethical…until they are not.”https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20586Looking for Fraud in All the Wrong Places
When the Whistle Is Blown, All Lines of Defense Have Failed​When the Whistle Is Blown, All Lines of Defense Have Failed​k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9https://secure-cf-c.ooyala.com/k2dDlucDqvzJeFuvaFoFw9TCM_fFTPm9/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8In this Chambersontheprofession.org video blog, The IIA CEO Richard F. Chambers discusses the ramifications of the SEC’s whistleblower program. When federal whistleblowers rules were enacted, it was understood that even internal auditors could be eligible under certain conditions. But the first payout ever – $300,000 in this case – to a whistleblower who performs an audit or compliance function at a company still leaves Chambers with mixed emotions. http://bit.ly/WhistleBlownhttps://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=20768When the Whistle Is Blown, All Lines of Defense Have Failed​