Internal Control


 

 

COSO ERM Framework UpdateCOSO ERM Framework Update6/10/2016 3:25:45 PMY5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Iz8c7bf5d07e9e43178f045565d8d4e592https://secure-cf-c.ooyala.com/Y5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Iz/x0JBUkvnwpAy-qi34xMDoxOjBrO-I4W8COSO has released its long-awaited proposed update to the ERM Integrated Framework, and is seeking input from the public. Listen as members of the COSO ERM Framework Update Advisory Group discuss what has changed, why, and what will happen next.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39925COSO ERM Framework Update

Most Recent


 

 

Hot Topics & Emerging Issues at the PCAOB, Pt 3Hot Topics & Emerging Issues at the PCAOB, Pt 3ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfehttps://secure-cf-c.ooyala.com/ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39975Hot Topics & Emerging Issues at the PCAOB, Pt 3
Hot Topics & Emerging Issues at the PCAOB, Pt 2Hot Topics & Emerging Issues at the PCAOB, Pt 2Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfUhttps://secure-cf-c.ooyala.com/Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39976Hot Topics & Emerging Issues at the PCAOB, Pt 2
Hot Topics & Emerging Issues at the PCAOB, Pt 1Hot Topics & Emerging Issues at the PCAOB, Pt 1BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6https://secure-cf-c.ooyala.com/BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39977Hot Topics & Emerging Issues at the PCAOB, Pt 1
COSO with Keith KawashimaCOSO with Keith KawashimaFzZGg5MTE6yE8A_jJxky970ZxStcBeXihttps://secure-cf-c.ooyala.com/FzZGg5MTE6yE8A_jJxky970ZxStcBeXi/Ut_HKthATH4eww8X4xMDoxOjBrO-I4W8Keith Kawashima and the Sacramento chapter discusses the changes with COSO and how it affects internal auditors.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40013COSO with Keith Kawashima
COSO's Updated Framework: Global ApplicabilityCOSO's Updated Framework: Global Applicabilityg3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdnhttps://secure-cf-c.ooyala.com/g3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdn/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8COSO Chairman Bob Hirth says regardless of your company's size, maturity, industry, or location, the enhanced 2013 Internal Control–Integrated Framework can be used to help improve its system of internal control.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40017COSO's Updated Framework: Global Applicability
IA MandateIA MandatepvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQhttps://secure-cf-c.ooyala.com/pvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQ/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8IIA President and CEO Richard Chambers cites a number of high-profile corporate scandals — FIFA, Volkswagen, Toshiba — as examples of why internal audit should be mandated for all publicly traded companies. He explains why The IIA has called for such a mandate in a letter submitted to the U.S. Securities and Exchange Commission.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40078IA Mandate
The Right Way to Conduct SAIVsThe Right Way to Conduct SAIVsdnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zchttps://secure-cf-c.ooyala.com/dnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zc/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8George Shemo of Shemo consulting offers best practices for internal audit shops conducting a self assessment with independent validation (SAIV) in accordance with IIA Standard 1312.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40177The Right Way to Conduct SAIVs
Auditing Outsourced FunctionsAuditing Outsourced Functions5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6https://secure-cf-c.ooyala.com/5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Mark Salamasick, Director for the Center for Internal Auditing at UT Dallas, discusses resources and tips for auditing outsourcing functions.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40212Auditing Outsourced Functions
Five Dilemmas Every Internal Auditor Will FaceFive Dilemmas Every Internal Auditor Will FaceRqMGtzdzqe6P4lKHDoqZYA83fys--RSjhttps://secure-cf-c.ooyala.com/RqMGtzdzqe6P4lKHDoqZYA83fys--RSj/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, President and CEO of The IIA, outlines the five dilemmas every internal auditor will face. How will you respond?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40225Five Dilemmas Every Internal Auditor Will Face
5 Reasons to Have an External Quality Assessment5 Reasons to Have an External Quality AssessmentB1eWpzdzr19C1Sreo9SFCE3t_naw4d4yhttps://secure-cf-c.ooyala.com/B1eWpzdzr19C1Sreo9SFCE3t_naw4d4y/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Bob Riegel shares 5 reasons why you should have an external quality assessment performed on your audit shop.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=402305 Reasons to Have an External Quality Assessment
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40254Helping Management Prevent and Detect Fraud
Keys to Creating a Successful Test Development TeamKeys to Creating a Successful Test Development Teamk3dGpzdzruy9bMrpJhuEHvBOkRSiXIlWhttps://secure-cf-c.ooyala.com/k3dGpzdzruy9bMrpJhuEHvBOkRSiXIlW/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Benefit from the experience of others and explore how your chapter members can share their knowledge and contribute to the profession with the establishment of a test development team dedicated to authoring questions for The IIA's Certified Internal Auditor and specialty certification exams. In this video, Teresa Ward, CIA, CRMA, Audit Director at Mutual of Omaha and member of The IIA's Omaha chapter explores her experience with the Omaha chapter in establishing a working test development team.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40262Keys to Creating a Successful Test Development Team
Organizations That Thrive On ChangeOrganizations That Thrive On ChangeNvb2pzdzrX2OREKuHwfDP539kUXkszPmhttps://secure-cf-c.ooyala.com/Nvb2pzdzrX2OREKuHwfDP539kUXkszPm/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Cisco CAE Tom Austin and Google CAE Lisa Lee discuss how internal audit works in fast-changing companies. They say internal audit must be focused on risks and work closely with business units to help achieve business objectives. Austin and Lee are featured in Ia Magazine's June cover story, "Auditing at the Speed of Change."https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40282Organizations That Thrive On Change
Successful Internal Audit Career TipsSuccessful Internal Audit Career TipsdqampzdzoxRti3tqW8x74_eKCSHBukxIhttps://secure-cf-c.ooyala.com/dqampzdzoxRti3tqW8x74_eKCSHBukxI/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Jim Risbon, Director of Internal Controls, provides tips to succeed in the internal audit industry. Risbon believes he has held a successful career by making it his business to learn the business. New internal audit staff should take the time to understand the organization they are auditing. Auditors who understand the business are highly valued by managers for the insights they provide. Learn what you can do to make value added recommendations to help your organization manage risk and suggest ideas for improving efficiency of operations. Be a Sponge!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40307Successful Internal Audit Career Tips
Assurance CoordinationAssurance CoordinationNhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZhttps://secure-cf-c.ooyala.com/NhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZ/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8Internal audit is not the only department in the organization that provides assurance. Urton Anderson and Mark Salamasick discuss how internal audit can recognize and coordinate with assurance providers across the organization and thus reduce the overall burden of assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40313Assurance Coordination
Guest Auditor ProgramsGuest Auditor ProgramsZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBvhttps://secure-cf-c.ooyala.com/ZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBv/c2iSbFw6b5_lmbUn4xMDoxOjBrO-I4W8Guest auditor programs can help better align internal audit with stakeholder expectations, says Barleen Parker. She explains how the guest auditor program at her organization has turned out to be a win-win situation for both internal audit and its stakeholders.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40317Guest Auditor Programs
Adding ValueAdding ValueBlZ2pzdzp1VGbDjgxhM85hwQxakm45ychttps://secure-cf-c.ooyala.com/BlZ2pzdzp1VGbDjgxhM85hwQxakm45yc/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8How can internal audit add value? Sharon Li Xu, head of internal audit at TTI, describes the three elements necessary to a value adding department and explains two ways internal audit can determine if it's actually adding value.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40323Adding Value
Case Studies on Combined AssuranceCase Studies on Combined AssurancexpY2pzdzpVrNzHth17P5rCynj1Jr3Z6zhttps://secure-cf-c.ooyala.com/xpY2pzdzpVrNzHth17P5rCynj1Jr3Z6z/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Rob Newsome, Partner at PwC South Africa, and Thienes Coetzee, SPV of internal audit for AngloGold Ashanti, share case studies on combined assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40337Case Studies on Combined Assurance
Crisis Management: 3 Imperatives for CAEsCrisis Management: 3 Imperatives for CAEslnZWJxdzr2T3ieRi6kmEwoNbk35p6gHNhttps://secure-cf-c.ooyala.com/lnZWJxdzr2T3ieRi6kmEwoNbk35p6gHN/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Sanjay Patel, CFO, Illinois Office of Health IT, says when it comes to crisis management, internal audit can offer an enterprisewide perspective, independent review, and a focus on organizational goals and objectives.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40356Crisis Management: 3 Imperatives for CAEs
Testing Financial ControlsTesting Financial ControlsdrYWJxdzojH8HbmtDQB-PNqaRvVSgkh1https://secure-cf-c.ooyala.com/drYWJxdzojH8HbmtDQB-PNqaRvVSgkh1/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, IIA president and CEO, and Norman Marks, SAP vice president and evangelist, discuss internal audit's role in the testing of internal controls over financial reporting.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40372Testing Financial Controls
As Internal Audit Evolves, So Must WeAs Internal Audit Evolves, So Must WeQ4cmMwdzqy7NY_v8O1OlukE1GTB0k-Fthttps://secure-cf-c.ooyala.com/Q4cmMwdzqy7NY_v8O1OlukE1GTB0k-Ft/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Yesteryear’s internal audit was all about financial control. Yesterday’s was about Sarbanes-Oxley. How would you define today’s internal audit mixture? Those two categories still rank high on the list, but where have you had the most effect? And where would you like to see your ability to add value lead your internal audit function?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40407As Internal Audit Evolves, So Must We

Most Popular


 

 

COSO ERM Framework UpdateCOSO ERM Framework UpdateY5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Izhttps://secure-cf-c.ooyala.com/Y5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Iz/x0JBUkvnwpAy-qi34xMDoxOjBrO-I4W8COSO has released its long-awaited proposed update to the ERM Integrated Framework, and is seeking input from the public. Listen as members of the COSO ERM Framework Update Advisory Group discuss what has changed, why, and what will happen next.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39925COSO ERM Framework Update
Hot Topics & Emerging Issues at the PCAOB, Pt 3Hot Topics & Emerging Issues at the PCAOB, Pt 3ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfehttps://secure-cf-c.ooyala.com/ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39975Hot Topics & Emerging Issues at the PCAOB, Pt 3
Hot Topics & Emerging Issues at the PCAOB, Pt 2Hot Topics & Emerging Issues at the PCAOB, Pt 2Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfUhttps://secure-cf-c.ooyala.com/Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39976Hot Topics & Emerging Issues at the PCAOB, Pt 2
Hot Topics & Emerging Issues at the PCAOB, Pt 1Hot Topics & Emerging Issues at the PCAOB, Pt 1BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6https://secure-cf-c.ooyala.com/BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39977Hot Topics & Emerging Issues at the PCAOB, Pt 1
COSO with Keith KawashimaCOSO with Keith KawashimaFzZGg5MTE6yE8A_jJxky970ZxStcBeXihttps://secure-cf-c.ooyala.com/FzZGg5MTE6yE8A_jJxky970ZxStcBeXi/Ut_HKthATH4eww8X4xMDoxOjBrO-I4W8Keith Kawashima and the Sacramento chapter discusses the changes with COSO and how it affects internal auditors.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40013COSO with Keith Kawashima
COSO's Updated Framework: Global ApplicabilityCOSO's Updated Framework: Global Applicabilityg3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdnhttps://secure-cf-c.ooyala.com/g3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdn/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8COSO Chairman Bob Hirth says regardless of your company's size, maturity, industry, or location, the enhanced 2013 Internal Control–Integrated Framework can be used to help improve its system of internal control.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40017COSO's Updated Framework: Global Applicability
IA MandateIA MandatepvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQhttps://secure-cf-c.ooyala.com/pvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQ/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8IIA President and CEO Richard Chambers cites a number of high-profile corporate scandals — FIFA, Volkswagen, Toshiba — as examples of why internal audit should be mandated for all publicly traded companies. He explains why The IIA has called for such a mandate in a letter submitted to the U.S. Securities and Exchange Commission.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40078IA Mandate
The Right Way to Conduct SAIVsThe Right Way to Conduct SAIVsdnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zchttps://secure-cf-c.ooyala.com/dnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zc/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8George Shemo of Shemo consulting offers best practices for internal audit shops conducting a self assessment with independent validation (SAIV) in accordance with IIA Standard 1312.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40177The Right Way to Conduct SAIVs
Auditing Outsourced FunctionsAuditing Outsourced Functions5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6https://secure-cf-c.ooyala.com/5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Mark Salamasick, Director for the Center for Internal Auditing at UT Dallas, discusses resources and tips for auditing outsourcing functions.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40212Auditing Outsourced Functions
Five Dilemmas Every Internal Auditor Will FaceFive Dilemmas Every Internal Auditor Will FaceRqMGtzdzqe6P4lKHDoqZYA83fys--RSjhttps://secure-cf-c.ooyala.com/RqMGtzdzqe6P4lKHDoqZYA83fys--RSj/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, President and CEO of The IIA, outlines the five dilemmas every internal auditor will face. How will you respond?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40225Five Dilemmas Every Internal Auditor Will Face
5 Reasons to Have an External Quality Assessment5 Reasons to Have an External Quality AssessmentB1eWpzdzr19C1Sreo9SFCE3t_naw4d4yhttps://secure-cf-c.ooyala.com/B1eWpzdzr19C1Sreo9SFCE3t_naw4d4y/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Bob Riegel shares 5 reasons why you should have an external quality assessment performed on your audit shop.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=402305 Reasons to Have an External Quality Assessment
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40254Helping Management Prevent and Detect Fraud
Keys to Creating a Successful Test Development TeamKeys to Creating a Successful Test Development Teamk3dGpzdzruy9bMrpJhuEHvBOkRSiXIlWhttps://secure-cf-c.ooyala.com/k3dGpzdzruy9bMrpJhuEHvBOkRSiXIlW/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Benefit from the experience of others and explore how your chapter members can share their knowledge and contribute to the profession with the establishment of a test development team dedicated to authoring questions for The IIA's Certified Internal Auditor and specialty certification exams. In this video, Teresa Ward, CIA, CRMA, Audit Director at Mutual of Omaha and member of The IIA's Omaha chapter explores her experience with the Omaha chapter in establishing a working test development team.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40262Keys to Creating a Successful Test Development Team
Organizations That Thrive On ChangeOrganizations That Thrive On ChangeNvb2pzdzrX2OREKuHwfDP539kUXkszPmhttps://secure-cf-c.ooyala.com/Nvb2pzdzrX2OREKuHwfDP539kUXkszPm/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Cisco CAE Tom Austin and Google CAE Lisa Lee discuss how internal audit works in fast-changing companies. They say internal audit must be focused on risks and work closely with business units to help achieve business objectives. Austin and Lee are featured in Ia Magazine's June cover story, "Auditing at the Speed of Change."https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40282Organizations That Thrive On Change
Successful Internal Audit Career TipsSuccessful Internal Audit Career TipsdqampzdzoxRti3tqW8x74_eKCSHBukxIhttps://secure-cf-c.ooyala.com/dqampzdzoxRti3tqW8x74_eKCSHBukxI/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Jim Risbon, Director of Internal Controls, provides tips to succeed in the internal audit industry. Risbon believes he has held a successful career by making it his business to learn the business. New internal audit staff should take the time to understand the organization they are auditing. Auditors who understand the business are highly valued by managers for the insights they provide. Learn what you can do to make value added recommendations to help your organization manage risk and suggest ideas for improving efficiency of operations. Be a Sponge!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40307Successful Internal Audit Career Tips
Assurance CoordinationAssurance CoordinationNhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZhttps://secure-cf-c.ooyala.com/NhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZ/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8Internal audit is not the only department in the organization that provides assurance. Urton Anderson and Mark Salamasick discuss how internal audit can recognize and coordinate with assurance providers across the organization and thus reduce the overall burden of assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40313Assurance Coordination
Guest Auditor ProgramsGuest Auditor ProgramsZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBvhttps://secure-cf-c.ooyala.com/ZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBv/c2iSbFw6b5_lmbUn4xMDoxOjBrO-I4W8Guest auditor programs can help better align internal audit with stakeholder expectations, says Barleen Parker. She explains how the guest auditor program at her organization has turned out to be a win-win situation for both internal audit and its stakeholders.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40317Guest Auditor Programs
Adding ValueAdding ValueBlZ2pzdzp1VGbDjgxhM85hwQxakm45ychttps://secure-cf-c.ooyala.com/BlZ2pzdzp1VGbDjgxhM85hwQxakm45yc/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8How can internal audit add value? Sharon Li Xu, head of internal audit at TTI, describes the three elements necessary to a value adding department and explains two ways internal audit can determine if it's actually adding value.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40323Adding Value
Case Studies on Combined AssuranceCase Studies on Combined AssurancexpY2pzdzpVrNzHth17P5rCynj1Jr3Z6zhttps://secure-cf-c.ooyala.com/xpY2pzdzpVrNzHth17P5rCynj1Jr3Z6z/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Rob Newsome, Partner at PwC South Africa, and Thienes Coetzee, SPV of internal audit for AngloGold Ashanti, share case studies on combined assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40337Case Studies on Combined Assurance
Crisis Management: 3 Imperatives for CAEsCrisis Management: 3 Imperatives for CAEslnZWJxdzr2T3ieRi6kmEwoNbk35p6gHNhttps://secure-cf-c.ooyala.com/lnZWJxdzr2T3ieRi6kmEwoNbk35p6gHN/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Sanjay Patel, CFO, Illinois Office of Health IT, says when it comes to crisis management, internal audit can offer an enterprisewide perspective, independent review, and a focus on organizational goals and objectives.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40356Crisis Management: 3 Imperatives for CAEs
Testing Financial ControlsTesting Financial ControlsdrYWJxdzojH8HbmtDQB-PNqaRvVSgkh1https://secure-cf-c.ooyala.com/drYWJxdzojH8HbmtDQB-PNqaRvVSgkh1/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, IIA president and CEO, and Norman Marks, SAP vice president and evangelist, discuss internal audit's role in the testing of internal controls over financial reporting.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40372Testing Financial Controls

All​​

 

 

COSO ERM Framework UpdateCOSO ERM Framework UpdateY5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Izhttps://secure-cf-c.ooyala.com/Y5NmwyNDE6lTOlXXUXyWNfkbZ3dCR2Iz/x0JBUkvnwpAy-qi34xMDoxOjBrO-I4W8COSO has released its long-awaited proposed update to the ERM Integrated Framework, and is seeking input from the public. Listen as members of the COSO ERM Framework Update Advisory Group discuss what has changed, why, and what will happen next.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39925COSO ERM Framework Update
Hot Topics & Emerging Issues at the PCAOB, Pt 3Hot Topics & Emerging Issues at the PCAOB, Pt 3ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfehttps://secure-cf-c.ooyala.com/ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39975Hot Topics & Emerging Issues at the PCAOB, Pt 3
Hot Topics & Emerging Issues at the PCAOB, Pt 2Hot Topics & Emerging Issues at the PCAOB, Pt 2Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfUhttps://secure-cf-c.ooyala.com/Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6" target="_blank">Click here to watch Part 1 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39976Hot Topics & Emerging Issues at the PCAOB, Pt 2
Hot Topics & Emerging Issues at the PCAOB, Pt 1Hot Topics & Emerging Issues at the PCAOB, Pt 1BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6https://secure-cf-c.ooyala.com/BxOGgwMzE6oJxfFgSUSY-Otcw_UF4Bp6/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8In this 3-part series recorded at GAM 2015, The IIA’s Jim Pelletier talks with the PCAOB’s Jeanette Franzel to discuss issues high on their priority list. <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=Z3eWgwMzE6xWfJHX44AjcYpLPm1p4yfU" target="_blank">Click here to watch Part 2 of the series.</a> <a href="https://www.theiia.org/sites/auditchannel/Pages/video.aspx?v=ZyYXMwMzE6q3LH6_G6KWYksdphAj5xfe" target="_blank">Click here to watch Part 3 of the series.</a>https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=39977Hot Topics & Emerging Issues at the PCAOB, Pt 1
COSO with Keith KawashimaCOSO with Keith KawashimaFzZGg5MTE6yE8A_jJxky970ZxStcBeXihttps://secure-cf-c.ooyala.com/FzZGg5MTE6yE8A_jJxky970ZxStcBeXi/Ut_HKthATH4eww8X4xMDoxOjBrO-I4W8Keith Kawashima and the Sacramento chapter discusses the changes with COSO and how it affects internal auditors.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40013COSO with Keith Kawashima
COSO's Updated Framework: Global ApplicabilityCOSO's Updated Framework: Global Applicabilityg3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdnhttps://secure-cf-c.ooyala.com/g3bmM1MTE6kWo-AWsB-hPvO8n3S2wMdn/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8COSO Chairman Bob Hirth says regardless of your company's size, maturity, industry, or location, the enhanced 2013 Internal Control–Integrated Framework can be used to help improve its system of internal control.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40017COSO's Updated Framework: Global Applicability
IA MandateIA MandatepvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQhttps://secure-cf-c.ooyala.com/pvaHdheTqWfTmLRXrzjjEg3HLGDYH7gQ/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8IIA President and CEO Richard Chambers cites a number of high-profile corporate scandals — FIFA, Volkswagen, Toshiba — as examples of why internal audit should be mandated for all publicly traded companies. He explains why The IIA has called for such a mandate in a letter submitted to the U.S. Securities and Exchange Commission.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40078IA Mandate
The Right Way to Conduct SAIVsThe Right Way to Conduct SAIVsdnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zchttps://secure-cf-c.ooyala.com/dnZGtzdzrN4rkUahpuTfA-36SJ2kC5Zc/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8George Shemo of Shemo consulting offers best practices for internal audit shops conducting a self assessment with independent validation (SAIV) in accordance with IIA Standard 1312.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40177The Right Way to Conduct SAIVs
Auditing Outsourced FunctionsAuditing Outsourced Functions5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6https://secure-cf-c.ooyala.com/5xM2tzdzqFuxEYwxbtoII-VibwgF-UO6/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Mark Salamasick, Director for the Center for Internal Auditing at UT Dallas, discusses resources and tips for auditing outsourcing functions.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40212Auditing Outsourced Functions
Five Dilemmas Every Internal Auditor Will FaceFive Dilemmas Every Internal Auditor Will FaceRqMGtzdzqe6P4lKHDoqZYA83fys--RSjhttps://secure-cf-c.ooyala.com/RqMGtzdzqe6P4lKHDoqZYA83fys--RSj/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, President and CEO of The IIA, outlines the five dilemmas every internal auditor will face. How will you respond?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40225Five Dilemmas Every Internal Auditor Will Face
5 Reasons to Have an External Quality Assessment5 Reasons to Have an External Quality AssessmentB1eWpzdzr19C1Sreo9SFCE3t_naw4d4yhttps://secure-cf-c.ooyala.com/B1eWpzdzr19C1Sreo9SFCE3t_naw4d4y/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Bob Riegel shares 5 reasons why you should have an external quality assessment performed on your audit shop.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=402305 Reasons to Have an External Quality Assessment
Helping Management Prevent and Detect FraudHelping Management Prevent and Detect FraudNjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_https://secure-cf-c.ooyala.com/NjdWpzdzo0vIFcYz4l_4KUf8uKs8_TN_/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Harriet Richardson, audit manager for the City of Berkeley, Calif., advises auditors to combine COSO's Internal Control-Integrated Framework with concrete, practical examples to help management better understand how to prevent, mitigate, and detect fraud.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40254Helping Management Prevent and Detect Fraud
Keys to Creating a Successful Test Development TeamKeys to Creating a Successful Test Development Teamk3dGpzdzruy9bMrpJhuEHvBOkRSiXIlWhttps://secure-cf-c.ooyala.com/k3dGpzdzruy9bMrpJhuEHvBOkRSiXIlW/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Benefit from the experience of others and explore how your chapter members can share their knowledge and contribute to the profession with the establishment of a test development team dedicated to authoring questions for The IIA's Certified Internal Auditor and specialty certification exams. In this video, Teresa Ward, CIA, CRMA, Audit Director at Mutual of Omaha and member of The IIA's Omaha chapter explores her experience with the Omaha chapter in establishing a working test development team.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40262Keys to Creating a Successful Test Development Team
Organizations That Thrive On ChangeOrganizations That Thrive On ChangeNvb2pzdzrX2OREKuHwfDP539kUXkszPmhttps://secure-cf-c.ooyala.com/Nvb2pzdzrX2OREKuHwfDP539kUXkszPm/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Cisco CAE Tom Austin and Google CAE Lisa Lee discuss how internal audit works in fast-changing companies. They say internal audit must be focused on risks and work closely with business units to help achieve business objectives. Austin and Lee are featured in Ia Magazine's June cover story, "Auditing at the Speed of Change."https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40282Organizations That Thrive On Change
Successful Internal Audit Career TipsSuccessful Internal Audit Career TipsdqampzdzoxRti3tqW8x74_eKCSHBukxIhttps://secure-cf-c.ooyala.com/dqampzdzoxRti3tqW8x74_eKCSHBukxI/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Jim Risbon, Director of Internal Controls, provides tips to succeed in the internal audit industry. Risbon believes he has held a successful career by making it his business to learn the business. New internal audit staff should take the time to understand the organization they are auditing. Auditors who understand the business are highly valued by managers for the insights they provide. Learn what you can do to make value added recommendations to help your organization manage risk and suggest ideas for improving efficiency of operations. Be a Sponge!https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40307Successful Internal Audit Career Tips
Assurance CoordinationAssurance CoordinationNhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZhttps://secure-cf-c.ooyala.com/NhaWpzdzp_-MzrLZTHuM7PGP5_yNXTvZ/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8Internal audit is not the only department in the organization that provides assurance. Urton Anderson and Mark Salamasick discuss how internal audit can recognize and coordinate with assurance providers across the organization and thus reduce the overall burden of assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40313Assurance Coordination
Guest Auditor ProgramsGuest Auditor ProgramsZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBvhttps://secure-cf-c.ooyala.com/ZiaGpzdzoASmQp3BfC4S2t8ROHvwjHBv/c2iSbFw6b5_lmbUn4xMDoxOjBrO-I4W8Guest auditor programs can help better align internal audit with stakeholder expectations, says Barleen Parker. She explains how the guest auditor program at her organization has turned out to be a win-win situation for both internal audit and its stakeholders.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40317Guest Auditor Programs
Adding ValueAdding ValueBlZ2pzdzp1VGbDjgxhM85hwQxakm45ychttps://secure-cf-c.ooyala.com/BlZ2pzdzp1VGbDjgxhM85hwQxakm45yc/Vx8lr-LI9TPdNKgn4xMDoxOjBrO-I4W8How can internal audit add value? Sharon Li Xu, head of internal audit at TTI, describes the three elements necessary to a value adding department and explains two ways internal audit can determine if it's actually adding value.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40323Adding Value
Case Studies on Combined AssuranceCase Studies on Combined AssurancexpY2pzdzpVrNzHth17P5rCynj1Jr3Z6zhttps://secure-cf-c.ooyala.com/xpY2pzdzpVrNzHth17P5rCynj1Jr3Z6z/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Rob Newsome, Partner at PwC South Africa, and Thienes Coetzee, SPV of internal audit for AngloGold Ashanti, share case studies on combined assurance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40337Case Studies on Combined Assurance
Crisis Management: 3 Imperatives for CAEsCrisis Management: 3 Imperatives for CAEslnZWJxdzr2T3ieRi6kmEwoNbk35p6gHNhttps://secure-cf-c.ooyala.com/lnZWJxdzr2T3ieRi6kmEwoNbk35p6gHN/MGngRNnbuHoiqTJH4xMDoxOjBrO-I4W8Sanjay Patel, CFO, Illinois Office of Health IT, says when it comes to crisis management, internal audit can offer an enterprisewide perspective, independent review, and a focus on organizational goals and objectives.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40356Crisis Management: 3 Imperatives for CAEs
Testing Financial ControlsTesting Financial ControlsdrYWJxdzojH8HbmtDQB-PNqaRvVSgkh1https://secure-cf-c.ooyala.com/drYWJxdzojH8HbmtDQB-PNqaRvVSgkh1/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8Richard Chambers, IIA president and CEO, and Norman Marks, SAP vice president and evangelist, discuss internal audit's role in the testing of internal controls over financial reporting.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40372Testing Financial Controls
As Internal Audit Evolves, So Must WeAs Internal Audit Evolves, So Must WeQ4cmMwdzqy7NY_v8O1OlukE1GTB0k-Fthttps://secure-cf-c.ooyala.com/Q4cmMwdzqy7NY_v8O1OlukE1GTB0k-Ft/AZ2ZgMjz0LFGHCPn4xMDoxOjBrO-I4W8Yesteryear’s internal audit was all about financial control. Yesterday’s was about Sarbanes-Oxley. How would you define today’s internal audit mixture? Those two categories still rank high on the list, but where have you had the most effect? And where would you like to see your ability to add value lead your internal audit function?https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40407As Internal Audit Evolves, So Must We
Recycling: Collecting Buckets Full of InformationRecycling: Collecting Buckets Full of Information9tb292czob5Opz1mEOUFM1z-a1UbddbXhttps://secure-cf-c.ooyala.com/9tb292czob5Opz1mEOUFM1z-a1UbddbX/DLOokYc8UKM-fB9H4xMDoxOjBrO-I4W8Dan Clayton knows a lot about strategy, and makes some very interesting points about the differences between strategic planning and strategic initiatives. Full blown strategic plans take time and resources many of us don’t have, but initiatives based on strategic needs can be just the ticket.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40525Recycling: Collecting Buckets Full of Information
Serve Multiple Masters With Information GovernanceServe Multiple Masters With Information GovernanceNiOWw0czrVtfeh45E7qn0TXTZvus-7-Ehttps://secure-cf-c.ooyala.com/NiOWw0czrVtfeh45E7qn0TXTZvus-7-E/YUAndpMCbXk_9hvX4xMDoxOjBrO-I4W8Information…it’s abundant, it’s everywhere, it’s on different platforms. It’s out of control. Even if each business unit has its own plan to manage it, you still have a problem. Who or what oversees those individual silos to ensure when there’s a need for information to come together, there’s a way to make that happen? Enter Information Governance.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40547Serve Multiple Masters With Information Governance
COSO 2013: Evolution, Not RevolutionCOSO 2013: Evolution, Not RevolutionFsYmRmcjoXcmbvb5viT_dgegUwQQVaddhttps://secure-cf-c.ooyala.com/FsYmRmcjoXcmbvb5viT_dgegUwQQVadd/O0cEsGv5RdudyPNn4xMDoxOjBrO-I4W8Bob Hirth, chair of COSO, discusses the COSO Framework introduced back in March 2013, implementation for which is to be completed by Dec. 14, 2014. The bottom line according to Bob is, “So far, so good.”https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40586COSO 2013: Evolution, Not Revolution
COSO: Helpful Hints on ImplementationCOSO: Helpful Hints on Implementationtxc3I2cDoiDUjCgDQaV_OUHJ5sZInelUhttps://secure-cf-c.ooyala.com/txc3I2cDoiDUjCgDQaV_OUHJ5sZInelU/PE3O6Z9ojHeNSk7H4xMDoxOjBrO-I4W8Yulia Gurman and Diane Crompton offer tips and strategies for successful implementation of the COSO 2013 Framework.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40734COSO: Helpful Hints on Implementation
Are You COSO Ready?Are You COSO Ready?ExcnBybzq9vkaFOUEJ9sPKiq4pJmpcQkhttps://secure-cf-c.ooyala.com/ExcnBybzq9vkaFOUEJ9sPKiq4pJmpcQk/-HDyPxAMiGEr7NQ34xMDoxOjBrO-I4W8The IIA presents an overview of the 2013 COSO Internal Control-Integrated Framework. Learn why the framework was updated, what has changed, the implications and opportunities for internal audit, and the resources and training available to bring auditors up to speed on using the revised framework.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40750Are You COSO Ready?
How NOT to Sell Your Leadership Team on COSOTestHow NOT to Sell Your Leadership Team on COSOTesth2aTZhbzpi5c9hejdCGkv42IHJrbzyBuhttps://secure-cf-c.ooyala.com/h2aTZhbzpi5c9hejdCGkv42IHJrbzyBu/3Gduepif0T1UGY8H4xMDoxOjBrO-I4W8“You don’t want to say to the business, ‘We’ve got a new program for you to implement.’ I don’t think that’s what the business wants to hear.” Hear Mark Bradbury first review three pillars of success, then his five-step mentorship process to get leadership buy-in to what COSO can do for the business. “This is…a tool for them to use to help improve the control systems they’ve already got in place.”https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40772How NOT to Sell Your Leadership Team on COSOTest
Who Owns Your Controls? How Can COSO Help?Who Owns Your Controls? How Can COSO Help?hmOXQ5bjoYQ_uqAOwZ7LG82_9wOqlWVZhttps://secure-cf-c.ooyala.com/hmOXQ5bjoYQ_uqAOwZ7LG82_9wOqlWVZ/QCdjB5HwFOTaWQ8X4xMDoxOjBrO-I4W8If your management is reluctant to accept responsibility for owning controls, Alec Arons has some advice on how to use COSO and its looming implementation deadline to aid in the process.https://www.theiia.org/sites/auditchannel/Lists/AuditChannelVideos/DispForm.aspx?ID=40792Who Owns Your Controls? How Can COSO Help?