Knowledge Centers Financial Services

Aiming to advance the professional practice of auditing in the financial services industry through thought leadership, education, professional guidance, and advocacy.

Financial Services Knowledge center is the premier resource for auditors in the financial services industry.

Financial services auditors include audit professionals in the banking, asset management, and insurance sectors and any enterprise that engages in wealth management and protection. Within this heavily-regulated industry, auditors face unique and complicated challenges to mitigate the risks facing their organizations and their clients. The center represents The IIA’s commitment to the financial service industry by offering unique and meaningful content to service the needs of this industry group.

Financial Services Resources

Guidance

Global Practice Guide: Auditing Liquidity Risk Management for Banks, 3rd Edition

Updated to align with the Global Internal Audit Standards™

Resource

Wash, Rinse, Repeat: Banking Crisis Again Webinar

Hear our panel of banking experts as they discuss the importance of the internal auditor’s role in assessing risk...

Advocacy

Embedding ESG and sustainability considerations into the Three Lines Model

Practice Guide

Auditing Capital Adequacy and Stress Testing for Banks, 2nd Edition

Updated information on important regulations for financial institutions.

White Papers

Internal Audit's Role in Integrated Reporting Assurance

Tool to support internal audit's contribution to the International Integrated Reporting Framework.

Tools

Conduct: Sample Risks

Suggests areas of concern for a Conduct audit

Online Exclusive: Setting the Standard for Crypto

The U.S. Financial Accounting Standards Board has issued a crypto assets standard detailing the types of disclosures asset holders must provide in financial statements.

Additional Knowledge Centers

Artificial Intelligence

This hub is designed to empower internal audit professionals with the latest developments and practical guidance in AI, fostering a deeper understanding and application of this ever-evolving innovation.

Environmental, Social, and Governance

Aiming to advance the professional practice of environmental, social and governance (ESG) auditing through thought leadership, education, professional guidance, and advocacy.

Audit Leaders Network

The essential resource for CAEs providing exclusive leadership development, training, networking opportunities, solutions-based content, and benchmarking tools, enabling CAEs to be more successful, empowered, connected.

Public Sector

Aiming to advance the professional practice of auditing in the public sector by advocating its value through timely and relevant thought leadership, communication, collaboration, and education.

Standards Knowledge Center

These resources have been developed to help you understand how the new Standards will elevate the impact of your internal audit function. Choose among webinars, courses, and more to learn about the Standards and what you can do to begin adoption of them before the effective date.

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