Applying the IPPF
Applying the International Professional Practices Framework, 4th Edition
Urton Anderson, Ph.D., CIA, CRMA, and Andrew J. Dahle, CIA, CRMA, CPA
The IPPF Online Toolkit is a valuable set of exhibits that you can customize to meet the needs of your organization. They may be downloaded individually or all at once in form of a zip file.
NOTE: If using Internet Explorer, right-click on the link and click on "Save Target As" to download the documents.
Exhibit 1-1 Common Audit Committee Charter or Regulatory Requirements
Exhibit 1-2 Questions for the Audit Committee
Exhibit 4-1 Sample Categories Used by Internal Audit
Exhibit 4-4 Sample Policies for Consulting Services
Exhibit 4-6 Maturity Model for Internal Audit Services and Roles
Exhibit 5-1 Audit Committee Charter
Exhibit 5-2 Sample Internal Audit Charter
Exhibit 5-3 Internal Audit Charter Maturity Model
Exhibit 6-1 Seven Threats to Objectivity
Exhibit 6-2 Factors that Mitigate Threats to Objectivity
Exhibit 6-3 Auditor's Objectivity and Ethics Statement
Exhibit 6-4 Tools for Managing Objectivity
Exhibit 6-5 Internal Audit Responsibility for Nonaudit Functions
Exhibit 6-6 Independence Considerations Related to Consulting Roles
Exhibit 6-7 Internal Audit Maturity Models for Objectivity and Independence
Exhibit 7-3 The IIA Global Internal Audit Comp Framework Ten Core Competencies
Exhibit 7-4 Internal Audit Maturity Model
Exhibit 8-1 Performance Standards Checklist
Exhibit 8-2 Performance Measures
Exhibit 8-6 Eight Attributes of a Maximized Internal Audit Function
Exhibit 9-1 Best Practices in Value Added Auditing
Exhibit 9-2 Illustrative Example Strategic Plan Summary Vision
Exhibit 9-4 Components of an Internal Audit Sourcing Contract
Exhibit 9-6 Internal Audit Maturity Model for Managing Internal Audit
Exhibit 10-3 Strengthening Internal Audit's Role in Governance
Exhibit 10-4 Internal Audit Services
Exhibit 10-5 Evaluating the Board
Exhibit 10-6 Internal Audit Maturity Model for Nature of Work
Exhibit 11-1 Role for the 3 Lines of Defense
Exhibit 11-5 Questions to Ask in Assessing Risk Management
Exhibit 11-6 Fraud Risk Tools for the Internal Auditor
Exhibit 12-2 Risk Control Matrix Most Common Features
Exhibit 12-3 Risk Assessment Survey and Cover Letter
Exhibit 12-5 Internal Audit Maturity Model for Nature
Exhibit 13-1 Representative Work Program
Exhibit 13-2 Internal Audit Maturity Model for Engagement Planning
Exhibit 14-2 Internal Audit Maturity Model for Performing the Engagement
Exhibit 15-1 Sample Macro Level Opinion
Exhibit 15-2 Audit Ratings Examples
Exhibit 15-3 Example Internal Audit Report Format
Exhibit 15-4 Internal Audit Maturity Model for Communications
Exhibit 16-2 Internal Audit Maturity Model for Follow-Up Processes
Exhibit 16-3 Internal Audit Maturity Model for Communication of Acceptable Risks
