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Executive Tools & Templates Library

Browse the complete list of Tools & Templates for Executive Members

Skills Assessment Report

Skills Assessment Sample

Audit Review Checklist

This is an internal audit checklist.

Audit Issues Tracking Template Audit Findings Tool

This tool aids auditors by providing a way to clearly track audit issues.

OnRisk 2022 Tool: Change in Regulatory Environment

Executive Member Tool

OnRisk 2022 Tool: Economic and Political Volatility

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Data Privacy

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Culture

Executive Member Tool

OnRisk 2022 Tool: Disruptive Innovation

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Cybersecurity

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Environmental Sustainability

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Supplier and Vendor Management

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Social Sustainability

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Talent Management

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Supply Chain Disruption

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

OnRisk 2022 Tool: Organizational Governance

This IIA Executive Member-only tool support managing risk outlined in the OnRisk 2022 report.

Impact and Likelihood Scales

An effective way to perform and document an engagement-level risk assessment is to create a risk matrix listing...

Internal Control Self-Assessment Policy and Instructions

Internal Control Self-Assessment Policy and Instructions

Audit Report and Closing Meeting Procedure

This is a sample of standard operating procedures for the internal audit department.

Audit Working Paper Retention Policy

Audit Working Paper Retention Policy

Audit Report Rating Approach Audit Rating Tool

This tool provides a two-step approach for the rating of reports.

Job Description: Financial and Contract Internal Auditor

This is a job description for a Financial and Contract Internal Auditor role.

Audit Completion/Review Checklist (Audit Reviewer)

This is an internal audit checklist.

Generic Higher Education Internal Audit Strategic Plan

This is an example of an internal audit department strategic business plan.

Oak Street Internal Audit Strategic Plan Example

This is an example of a strategic plan template.

Operational Risk Assessment Template - Banking

This is a sample of an enterprise risk assessment scorecard and template.

Job Description: Information Systems Auditor

This is a job description for an information systems auditor role.

Audit Committee Meeting Agenda - Banking

This is an example of key topics that could be on an audit committee agenda.

Audit Committee Quarterly Results Update Audit Report Template

This is a sample audit report template.

Audit Committee Responsibilities Meeting Agenda

This is an example of key topics that could be on an audit committee agenda.

Audit Follow-up Audit Findings Tool

This tool provides auditors with a method of providing a quality audit follow-up.

Audit Report and Comments Rating Classification Audit Rating Tool

This tool provides auditors with sample report ratings, comment priorities, and categories.

Audit Report Scoring Audit Rating Tool: Standard Internal Control Opinions

This document defines standard internal control opinions.

Audit Planning and Scoping Procedure

This is a sample of standard operating procedures for the internal audit department.

Audit Program and Testing Procedure

This is a sample of standard operating procedures for the internal audit department.

Issue Rating Definitions Job Aid

The intent of this job aid is to provide guidance in the development of exception identification and issue...

Job Description: Audit Manager Forensic

This is a job description for an Audit Manager Forensic role.

Audit Schedule and Budget Template

Audit Schedule and Budget Template

Audit Universe Sample Audit Plan Template

This is a sample template for auditors to provide stakeholders with the Top 10 focus areas. This is a sample...

Audit Workpaper Review Policy and Procedure

This is a sample of standard operating procedures for the internal audit department.

Customer Satisfaction Audit Client Survey

This is an audit client survey form measuring customer satisfaction.

Financial Reporting Disclosure Committee Charter

This is a Financial Reporting Disclosure Committee Charter.

Fraud Assessment Report Template

This is a sample audit program template.

Internal Audit Department Charter

This is an Internal Audit Department Charter.

Internal Audit Quality Control Procedures

This is a sample of standard operating procedures for the internal audit department.

Internal Audit Quality Improvement Program

This is a sample of standard operating procedures for the internal audit department.

Internal Audit Report Template

This is a sample audit report template.

Internal Audit Staff Development Program Guidelines

This is a sample of standard operating procedures for the internal audit department.

Internal Control Financial Questionnaire

This is a sample of questions in preparation for an internal control audit.

Local Area Network (LAN) Audit Program

This is a sample audit program template.

Procurement Card Approval and Maintenance Audit Program

This is a sample audit program template.

QRS Company Internal Audit Strategic Plan Example

This is an example of an internal audit department strategic business plan.

Sample IT Strategy Framework

This document provides a framework to help internal audit clearly define their organization's IT strategy.

Consulting Engagement Policies and Procedures

This is a sample of standard operating procedures for the internal audit department.

Audit Committee Meeting Agenda and Calendar

This is an example of key topics that could be on an audit committee agenda.

Audit Planning Guide Audit Report Template

This is a sample audit report template.

Audit Report Scoring Process Flowchart Audit Rating Tool

This document offers types of control deficiencies, levels of control deficiency, and types of audit opinions.

Audit Report Scoring Audit Rating Tool: ROCA Component Rating System

This document defines the ROCA Component Rating System.

Audit Report Tracking Template

This is a sample audit report tracking template.

Audit Resolution

This is a sample of standard operating procedures for the internal audit department.

Audit Committee Reporting Policy

This is a sample of procedures for reporting information to the audit committee.

Job Description: Assistant Internal Auditor

This is a job description for the assistant internal auditor.

Job Description: Audit Specialist

This is a job description for an Audit Specialist.

Job Description: Chief Audit Executive

This is a job description for the Chief Audit Executive.

Job Description: Internal Audit Director, Education Industry

This is a job description for an Internal Audit Director, Education Industry role.

Audit Workpaper Security and Retention Policy and Procedure

This is a sample of standard operating procedures for the internal audit department.

Enterprise Risk Management Risk Assessment Template

This is a sample of an enterprise risk assessment scorecard and template.

Fraud Investigation Policy and Procedure

This is a sample of standard operating procedures for the internal audit department.

Internal Audit Planning Assessment Survey

This is an internal audit planning assessment survey

Internal Audit Vision and Mission Statement Policy and Procedure

This is a sample of standard operating procedures for the internal audit department.

Licensee Royalty and Advertising Audit Program

This is a sample audit program template.

Outsourcing Review Audit Program

This is a sample audit program template.

Capital Expenditures Audit Report Template

This is a sample audit report template.

Chief Audit Executive Performance Criteria Model Audit Evaluation Tool

This tool helps internal audit better assess CAE performance.

Classification of Audit Findings Audit Findings Tool

This tool aids auditors by providing a way to clearly classify audit findings.

The Second Company Internal Audit Strategic Plan Example

This is a sample of an internal audit department strategic plan.

Attributes of Writing an Audit Finding Procedure

This is key instructions on writing an audit finding.

Complaint Process Policy and Procedures

This is a sample of standard operating procedures for the internal audit department.

Construction Contracting and Purchasing Audit Program

This is a sample audit program template.

Audit Project Performance Evaluation Manager Audit Evaluation Tool

This is a template internal audit can use to evaluate the performance of managers.

Audit Rating Tool Audit Report Scoring

This document outlines the overall rating definitions used for our audit reports.

Internal Control Self-Assessment Procedures

This is a sample of standard operating procedures for the internal audit department.

Job Description: Internal Audit Deputy Director, Education Industry

This is a job description for an Internal Audit Deputy Director, Education Industry role.

Engagement Letter Template

This is a sample template for an engagement letter.

Executive Compensation Audit Report Template

This is a sample audit report template.

External Auditor Assessment Tool

This is a sample audit program template for external auditor assessment.

Internal Audit Charter

This is a charter for a company's audit services division.

Internal Audit Code of Ethics Policies

Internal Audit Code of Ethics Policies

Internal Audit Strategy on a Page Example

This is an example of a one page internal audit strategy.

Internal Auditor Performance Assessment Audit Evaluation Tool

This tool allows internal audit to assess performance of audit subjects.

Job Description: Audit Specialist Position

This is a job description for an audit specialist role.

Local Government Internal Audit Policies and Procedures Template

This is a sample of standard operating procedures for the internal audit department.

Marketing Billback Audit Program

This is a sample audit program template.

Non-profit Internal Audit Charter

This is an Internal Audit Department Charter.

Audit Project Performance Evaluation In-Charge Auditor Audit Evaluation Tool

This is a tool internal audit can use to better evaluate the performance the auditor in charge of an audit team.

Audit Committee Report Elements Quarterly Dashboards Audit Report Template

This is a sample audit report template.

Audit Completion/Review Checklist

This is an internal audit checklist.

Customer Satisfaction Audit Client Survey Tracking Template

This is an audit client survey form measuring customer satisfaction.

Audit Report Scoring Audit Rating Tool: Audit Report Ratings

This document outlines risk ratings for audits.

Audit Report Scoring Tool

This tool provides auditors with a method for incorporating a scoring template into their audit reports

Fourth Company Internal Audit Strategic Plan

This is a sample of an internal audit department strategic plan.

Audit Schedule and Budget Template

This is a spreadsheet template for tracking internal audit's schedules and budgets.

Audit Report Approval Process Flow Document Audit Report Template

This is a sample audit report template.

Audit Report Process Document Audit Report Template

This is a sample audit report template.

Job Description: Director IT Auditing

This is a job description for a Director IT Auditing role.

Employee Project Audit Evaluation Tool

This tool allows internal audit to properly evaluate employee projects.

Entity Level Controls Audit Program

This is a sample audit program template.

Manufacturing Company Internal Audit Strategic Plan Example

This presentation provides direction on three key areas that should be incorporated within a manufacturing...

Internal Audit Policy and Procedural Manual Template

This is a sample of standard operating procedures for the internal audit department.

Generic County Government Internal Audit Department Strategic Business Plan

This is an example of an internal audit department strategic business plan.

Main Street Company Internal Audit Strategic Plan Example

This is an example of a strategic plan roadmap template.

Internal Audit Scorecard Template

This is a sample of an enterprise risk assessment scorecard and template.

Internal Audit Timesheet Audit Evaluation Tool

This tool provides auditors with a way to evaluate timesheets.

Internal Audit and Consulting Services Charter

This is an Internal Audit and Consulting Services Charter.

Operations of Exams and Timetabling Unit Audit Program

This is a sample audit program template for operations of exams and timetabling.

Order Processing and Invoicing Audit Program

This is a sample audit program template.

Internal Audit Project Checklist

Internal Audit Project Checklist

The Third Company Internal Audit Strategic Plan Example

This is a sample of an internal audit department strategic plan.

Audit Report Scoring Audit Rating Tool: Audit Opinions

This document offers types of control deficiencies, levels of control deficiency, and types of audit opinions.

Audit Report Scoring Audit Rating Tool: Audit Ratings and Guidelines

This document outlines audit reporting guidelines.

Audit Report and Comments Rating Classification Audit Rating Tool - Banking

This is a template for internal audit branch review reports for banking.

Audit Findings by Department - Matrix

This is a matrix used to document audit findings.

Audit Project Wrap-Up Checklist

This is an internal audit checklist.

Internal Audit Service Quality Questionnaire

This is a sample of a stakeholder survey regarding internal audit services provided.

Sample Interview Questions Executive Interview

Sample interview questions to facilitate an interview in preparation for an audit or audit plan.

GHI Company Internal Audit Strategic Plan Example

This is an example of an internal audit department strategic business plan.

Job Description: Rotational Internal Auditor

This is a job description for a rotational internal auditor role.

Audit Workpapers Policy and Procedure

This is a sample of standard operating procedures for the internal audit department.

Flowcharting Documentation Standards

This is a sample of standard operating procedures for the internal audit department.

The First Company Internal Audit Strategic Plan Example

This is a sample of an internal audit department strategic plan.

Billing and Collections Process and Control Matrix Template

This is a template for billings and collections control matrix.

Service Questionnaire

This is a sample of a stakeholder survey regarding internal audit services provided.

Audit Committee Reporting on Audit Plan Quarterly Update Audit Plan Template

This presentation provides a template with a risk assessment methodology, as well as a way to present risk...

Audit Committee Report Elements Visually Impactful Examples Audit Report Template

This is a sample audit report template.

Audit Committee Report Elements SOX Compliance Audit Report Template

This is a sample audit report template for SOX compliance.

Audit Report Scoring Audit Rating Tool: Audit Report Ratings Criteria

This document outlines criteria for audit report ratings.

Audit Finding Template Audit Findings Tool

This tools provides auditors with a way to document audit findings.

Conflict of Interest Policies and Procedures

This is a sample of standard operating procedures for the internal audit department.

Audit Closing Meeting Procedure

This is a sample of an exit closing meeting process and procedure.

Control Matrix Audit Report Template

This is a sample audit report template.

Banking Loan Review Department Audit Program

This is a sample audit program template.

Tech Call Center Audit Program

This is a sample audit program template.

Coordination with Independent Auditors Policy and Procedure

This is a sample of standard operating procedures for coordination with independent auditors.

Audit Performance Management Process Sample

This is a sample of standard operating procedures for the internal audit department.

County Government Internal Audit Charter

This is an internal Audit Department Charter for the county government.

Audit Review Checklist (Section C-13.1)

This is an internal audit checklist.

Audit Follow-up Process

This is a sample of procedures for internal audit follow-ups post-completion of an audit.

Audit Report Status Update Audit Report Template

This is a sample audit report template.

Job Description: Director Internal Audit

This is a job description for a director of internal audit role.

Audit Workflow Checklist

This is an internal audit checklist.

Job Description: Internal Auditor I

This is a job description for an internal auditor role.

Job Description: IT Audit Manager

This is a job description for an IT audit manager role.

Job Description: Audit Associate

This is a job description for an Audit Associate.

Internal Audit Staff Survey

This is a sample survey to gain feedback from internal audit staff members.

Internal Audit Staff Survey Audit Evaluation Tool

This is an internal audit stakeholder survey regarding internal audit services.

Internal Audit Timesheet Template

Internal Audit Timesheet Template

Job Description: IT Auditor

Job Description: IT Auditor

Order Process and Invoicing Internal Control Questionnaire

This is a sample of questions in preparation for an internal control audit.

Retention and Release Policies and Procedures for Engagement Documents

This is a sample of standard operating procedures for the internal audit department.

Risk Assessment Template - Banking

This is a sample of an enterprise risk assessment scorecard and template.

Audit Committee Agenda Checklist

This is an internal audit checklist.

Audit Committee Annual Review Audit Report Template

This is a sample audit report template.

Audit Department Charter Template

This is a Charter of the Internal Audit Department template.

Audit Planning Procedures

This is a sample of standard operating procedures for the internal audit department.

Issue Tracking Template Audit Findings Tool

This is a tool to assist auditors in issue tracking.

Job Description: Internal Audit Manager

This is a job description for an internal audit manager role.

Job Description: Internal Audit Supervisor

This is a job description for an Internal Audit Supervisor role.

Job Description: Internal Auditor II

This is a job description for an internal auditor role.

Enterprise Risk Management (ERM) Template

This is a template used for ERM planning.

ERM Methodology Business Risk Assessment Guidelines

This is a sample of procedures and instructions for implementing an enterprise risk assessment.

Executive Audit Summary Audit Report Template

This is a sample audit report template.

Internal Audit QA Checklist

This is an internal audit checklist.

Internal Audit Report Basic Template

This is a sample audit report template.

Internal Audit Scorecard Audit Report Template

This is a sample audit report scorecard template.

Offshore Plant Expenditure Review Audit Program

This is a sample audit program template.

Procure to Pay Audit Report Template

This is a sample audit report template.

Project Report Tracking Checklist

This is an internal audit report tracking checklist.

Risk Assessment Questionnaire

This is a sample questions for a risk assessment.

Risk Assessment Template Audit Report Appendix

This is a sample of an enterprise risk assessment scorecard and template.

Sample Interview Questions Experienced Internal Auditor

Sample of interview questions for an experienced internal auditor.

Water Street Company Internal Audit Strategic Plan Example

This is a sample of an internal audit department strategic plan.

XYZ Company Strategic Planning Agenda Workshop Plan Example

This is a sample of an internal audit department strategic plan workshop agenda.

Internal Auditor Performance Criteria Model Audit Evaluation Tool

This tool helps internal audit better assess internal auditor performance.

Job Description: IT Audit Supervisor

Job Description: IT Audit Supervisor