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2026 Financial Services Exchange

Articles

Learn how AI “truth decay” is challenging audit evidence and why internal auditors must strengthen professional skepticism. AI Truth Decay This article examines how “AI truth decay,” including

Articles

Financial firms manage risk amid market gains. Online Exclusive: Risk Focus in Optimistic Times Amid positive financial markets, internal audit can keep financial institutions dodge risks and

Articles

Poor due diligence led to financial disaster. Fraud: Too Close to the Sun Due diligence failures leave a company with costly problems after acquiring a solar business.

Articles

Automating controls enhances accuracy and audit efficiency. Tech: The Control Machine Automation enables auditors at Windstream to transform inefficient control activities into productive

Internal audit helps financial firms manage uncertainty. Auditing Banks in Uncertain Times Internal audit can help financial firms address today’s volatile risks.

Learn how global disruption is increasing currency risk and how internal audit can integrate FX risk into audits to improve visibility. Risk: Tracking Currency Volatility This article examines

Financial services leaders discuss emerging audit risks, control gaps, and the impact of technology, regulation, and consumer expectations. Viewpoints: Following the Money In this article Crowe

Guidance

Strengthen your model risk management (MRM) framework with this guide and its companion tool. Auditing Model Risk Management Strengthen your model risk management (MRM) framework with this guide

Guidance

Updated and aligned with the Global Internal Audit StandardsTM. Global Practice Guide: Auditing Capital Adequacy and Stress Testing for Banks, 3rd Edition Understand the elements of the capital

All Things Internal Audit

How trust and power masked a bank fraud. Fraud Podcast: The Fall of the Trusted Leader A trusted CEO exploits weak controls until a persistent audit exposes widespread bank fraud.

All Things Internal Audit

Explore key findings from the 2026 North American Pulse Internal Audit report, including staffing trends, budget pressures, and strategic priorities. 2026 North American Pulse Report: What

Tools

This nonmandatory case study illustrates the application of a strategy development process that aligns with the Global Internal Audit StandardsTM to the internal audit function of a globally

Guidance

Updated to align with the Global Internal Audit Standards™ Global Practice Guide: Auditing Liquidity Risk Management for Banks, 3rd Edition Updated guidance specifically for internal auditors in

​Outlines key considerations for financial services internal auditors. Data Privacy Regulation in 2020 ​Outlines key considerations for financial services internal auditors. Provides tips on

​Explains how internal auditors can be change agents. New Tools for Change Agents Presents an overview of the J-Curve Model of Change and explains how internal auditors can be change agents. ​

Industry Knowledge Brief

​Discusses auditing culture with every engagement. Considerations for Auditing Culture ​Discusses auditing culture with every engagement and how fraud detection methods can be utilized.

Discusses strategies for developing a resilient internal audit workforce. Organizational Resilience ​Discusses strategies for developing a resilient internal audit workforce. Perspectives of

Explores big data, structured and unstructured data, regulations, and best practices. Data Governance Explores big data, structured and unstructured data, regulations, and best practices.

​​Explores using the complaint management process to address organizational culture. Utilizing complaints to understand culture ​​Explores using the complaint management process to address

Provide a better understanding of the unique needs and challenges of the internal audit function within the financial services industry. 2019 Pulse of Internal Audit: Financial Services

​Provides insights on cybersecurity and IT risk for CAEs in financial services. 2019 North American Pulse of Internal Audit: Cybersecurity and information technology risk ​Provides insights on

​Considers risk assessment criteria and frameworks, and audit plan development in financial services. Assessing risks and setting the internal audit plan ​Considers risk assessment criteria and

​​Explores how to develop and maintain a QAIP with limited resources. QAIP in the small audit department ​​Explores how to develop and maintain a QAIP with limited resources. Includes strategies

​Explores insights on agility, innovation, and talent gleaned from financial services respondents to the 2018 NA Pulse of Internal Audit survey. 2018 NA Pulse of Internal Audit: Financial