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​Expresses concern with undermining independent assurance provided by internal audit. Glendale City Council: Eliminating the office of City Auditor ​Expresses concern with undermining independent

​Considers risk assessment criteria and frameworks, and audit plan development in financial services. Assessing risks and setting the internal audit plan ​Considers risk assessment criteria and

​Explores insights on agility, innovation, and talent gleaned from financial services respondents to the 2018 NA Pulse of Internal Audit survey. 2018 NA Pulse of Internal Audit: Financial

​Provides insights on risk, audit plan, staffing, and leadership for public sector CAEs. Management metrics and audit planning ​​Provides insights on risk, audit plan, staffing, and leadership

​​Explores how to develop and maintain a QAIP with limited resources. QAIP in the small audit department ​​Explores how to develop and maintain a QAIP with limited resources. Includes strategies

​Explores transparency issues with writing reports that will be publicly disclosed. Audit Report Writing ​Explores transparency issues with writing reports that will be publicly disclosed.

​Conformance with Core Principles and The IIA’s International Standards for the Professional Practice of Internal Auditing (Standards) are essential in meeting the responsibilities of internal

Knowledgeable and competent resources within internal audit are needed to ensure assurance and advisory work are performed in alignment with the organization’s expectations and in conformance

The word governance has become a staple of the boardroom and C-suite lexicon, but just what governance is can sometimes become muddled. At its core, governance simply is the amalgam of processes

Discusses internal and external assessments. 1310 – Requirements of the Quality Assurance and Improvement Program ​Discusses internal and external assessments. Outlines CAE responsibilities. 1310

Discusses supervision to ensure engagement objectives are achieved, quality is assured, and staff is developed. 2340 – Engagement Supervision ​Discusses supervision to ensure engagement

Discusses the frequency of external assessments, qualifications of assessors, and responsibility of the CAE. 1312 – External Assessments ​Discusses the frequency of external assessments,

Discusses the identification of sufficient, reliable, relevant, and useful information. 2310 – Identifying Information ​Discusses the identification of sufficient, reliable, relevant, and useful

Executive

This presentation provides a template with a risk assessment methodology, as well as a way to present risk themes. Audit Committee Reporting on Audit Plan Quarterly Update Audit Plan Template

Executive

This is a sample audit report template for SOX compliance. Audit Committee Report Elements SOX Compliance Audit Report Template This is a sample audit report template for SOX compliance. This is

Executive

This is a sample audit report template. Audit Committee Report Elements Visually Impactful Examples Audit Report Template This is a sample audit report template. This is a sample audit report

Executive

This is a sample audit report template. Audit Committee Report Elements Quarterly Dashboards Audit Report Template This is a sample audit report template. This is a sample audit report template.

Executive

This is an internal audit checklist. Audit Completion/Review Checklist This is an internal audit checklist. This is an internal audit checklist. The IIA

Executive

This is a sample of standard operating procedures for the internal audit department. Audit Workpaper Security and Retention Policy and Procedure This is a sample of standard operating procedures

Executive

This document outlines risk ratings for audits. Audit Report Scoring Audit Rating Tool: Audit Report Ratings This document outlines risk ratings for audits. This document outlines risk ratings

Executive

This is an audit client survey form measuring customer satisfaction. Customer Satisfaction Audit Client Survey Tracking Template This is an audit client survey form measuring customer

Executive

This tool provides auditors with a method for incorporating a scoring template into their audit reports Audit Report Scoring Tool This tool provides auditors with a method for incorporating a

Executive

This is a sample of standard operating procedures for the internal audit department. Fraud Investigation Policy and Procedure This is a sample of standard operating procedures for the internal

Executive

Audit Working Paper Retention Policy Audit Working Paper Retention Policy Audit Working Paper Retention Policy Audit Working Paper Retention Policy The IIA

Executive

This is an internal audit checklist. Audit Review Checklist (Section C-13.1) This is an internal audit checklist. This is an internal audit checklist. The IIA