Internal audit can provide boards with objective and reliable KPIs to support decision making. Generating and Bringing Accurate Information to the Board Learn how internal audit can design
The “Chief Audit Executive’s Guide to Domain III” and accompanying presentations provide CAEs with insights into carrying out the critical dialogue, explaining Domain III’s “essential conditions”
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Use cases, sample prompts, and key considerations. Artificial Intelligence 101 Series: ChatGPT for Internal Auditors This guide provides use cases, sample prompts, and key considerations when
This is an internal audit checklist. Audit Completion/Review Checklist (Audit Reviewer) This is an internal audit checklist. This is an internal audit checklist. The IIA
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Internal Control Self-Assessment Policy and Instructions Internal Control Self-Assessment Policy and Instructions This is a sample of standard operating procedures for the internal audit
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This tool references specific standards from the International Standards for the Professional Practice of Internal Auditing. Execute a Risk Assessment This tool references specific standards from
Suggests areas of concern for a Conduct audit Conduct: Sample Risks Supports the risk assessment phase of a Conduct audit. This member-only certified tool supports the risk assessment phase
After establishing the engagement objectives and scope, internal auditors must determine the availability of appropriate and sufficient resources to achieve the engagement’s objectives, as
An effective way to perform and document an engagement-level risk assessment is to create a risk matrix listing the relevant risks and then expand the matrix to include measures of significance.
While chief audit executives in public sector organizations may choose to use the general model internal audit charter available from The IIA, this version has been modified to contain elements
This is a sample of standard operating procedures for the internal audit department. Consulting Engagement Policies and Procedures This is a sample of standard operating procedures for the
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This tool contains explanations and examples intended to assist CAEs with establishing performance measures for the internal audit function. Performance Measurement Tool This tool contains
Discover which Standards requirements are new. Conformance Readiness Assessment Tool A tool for preparing to conform with the Global Internal Audit Standards’ new requirements. Preparing to
A basic understanding of AI. Artificial Intelligence 101 for Internal Auditors This guide provides a basic understanding of AI and the language necessary to begin building that understanding.
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This tool provides auditors with a method of providing a quality audit follow-up. Audit Follow-up Audit Findings Tool This tool provides auditors with a method of providing a quality audit
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The intent of this job aid is to provide guidance in the development of exception identification and issue writing. Issue Rating Definitions Job Aid The intent of this job aid is to provide
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This is a sample of questions in preparation for an internal control audit. Internal Control Financial Questionnaire This is a sample of questions in preparation for an internal control audit.
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Key components of prompt engineering. AI Overview Video: Prompt Engineering for Internal Audit Key components of prompt engineering and how to generate quality content through prompts. Overview
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Prompt samples. AI Use Case Video: How to Use ChatGPT to Identify Potential Audit Objects Samples of potential prompts to support throughout an internal audit. Marc Urlich, CIA, walks you through
Joint paper issued by IIA Global and ECIIA. How to Implement the Global Internal Audit Standards in the Public Sector Identifies challenges and best practices in the implementation of the
Understand risks and identify best practices and internal controls for AI The IIA’s Updated AI Auditing Framework The IIA’s updated AI Auditing Framework will help you understand risks and
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This tool helps internal audit better assess CAE performance. Chief Audit Executive Performance Criteria Model Audit Evaluation Tool This tool helps internal audit better assess CAE performance.
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Gathering relevant information for a Conduct audit Conduct: How to Determine Risk Owners Supports identifying relevant risk owners and documenting assurance coverage. The member-only
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Using Generative AI for risk assessment. AI Use Case Video: Risk Assessment Imran Nashir walks you through several approaches to enhance your risk assessment through Generative AI. Imran Nashir
Key differences and attributes Video: AI vs. GenAI vs. Machine Learning Key differences and attributes to better understand optimal application. Professor Marc Eurlich, CIA at the University of