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Chief Audit Executive’s Domain III Toolkit

Standards | May 22, 2024

Tools for Communicating with the Board and Senior Management

In the Global Internal Audit Standards, Domain III: Governing the Internal Audit Function requires a discussion between the chief audit executive, the board, and senior management about not only the CAE’s responsibilities but also conditions of support from the board and senior management that are essential for an effective internal audit function. The “Chief Audit Executive’s Guide to Domain III” and accompanying presentations provide CAEs with insights into carrying out the critical dialogue, explaining Domain III’s “essential conditions” to the board and senior management, and achieving the principles and requirements of the Global Internal Audit Standards. The “Executive Summary” is a concise, easy-to-understand synopsis that CAEs can distribute as part of this dialogue.

Executive Summary for the Board

The Executive Summary for the Board is a concise document CAEs can use to communicate Domain III’s “essential conditions” that enable an effective internal audit function.

Download Executive Summary Domain III: Governing the Internal Audit Function and the Three Lines Model

Chief Audit Executive's Guide to Domain III: Governing the Internal Audit Function

The Chief Audit Executive's Guide to Domain III: Governing the Internal Audit Function toolkit and presentation explains key points CAEs should consider when planning a discussion with the board and senior management about the essential conditions of the Global Internal Audit Standards.

This is for members only. To access it and other valuable resources, become a member today or log in.

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Chief Audit Executive Presentations

CAEs can customize presentations that facilitate discussion with the board and senior management about Domain III’s “essential conditions” and the principles and requirements of the Global Internal Audit Standards.

This is for members only. To access it and other valuable resources, become a member today or log in.

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The IIA

The Institute of Internal Auditors