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CPE Policy Changes for 2023

Important CPE Policy Changes to Begin in 2023

CPE Reporting Policy Is Changing 

 

To achieve greater alignment with the credentialing industry’s best practices and continue to uphold the credibility of all IIA Certifications, The IIA’s global Professional Certifications Board (PCB) has approved changes to the CPE Reporting Policy.

Among the changes is the name of the policy itself: The “CPE Reporting Policy” will soon be known as the “Annual Certification Renewal Policy.”  

NEW Annual Certification Renewal Policy: English

CURRENT CPE Policy: English

Read the press release

The importance of annual certification renewal:

To keep pace with developing trends and the ever-changing risk landscape, it is essential for IIA certification holders to regularly enhance their knowledge, skills, and competencies through continuing professional development. Certification holders renew their certifications annually and demonstrate their commitment to keeping their knowledge current and their skills sharp by earning and attesting to continuing professional education (CPE) credit hours throughout the year. The IIA’s commitment to continued education helps to uphold the internal audit profession’s reputation for providing assurance and insight in an objective and ethical manner which serves to benefit all certification holders, their employers, and stakeholders alike.

What is changing? 

The most significant policy change is that once a certification is expired, it cannot be reinstated. The certification is revoked if the holder goes 3 years or longer without reporting CPE. If an individual with a revoked certification wishes to become certified again, they must reapply to the certification program and pass all required exams to recertify

  • Any surplus of CPE acquired during a calendar year may be used for the following calendar year reporting cycle (20 hours max for CIA and 10 hours for other IIA designations can be rolled over)
  • Grace period increased from 1 year to 2 years.
  • A certification will be “revoked” if the holder goes 3 consecutive years without reporting CPE. A certification in “revoked” status cannot be reinstated; an individual with “revoked” certifications needs to retake the exams.
  • If a certification holder enters into grace status, the holder may no longer use their designation. They may begin using the designation again when their status is returned to active.

Refer to table below for a summary of changes.

Summary of Changes

*(changes are BOLD)

  Current Policy Revised Policy (Effective 1 September 2023)
Certification Reinstatement Individuals in Expired status may reinstate their designation by reporting required CPE hours. Reinstatement will no longer be offered starting 1 January 2024. Individuals who move into "Revoked" status will be required to recertify their designation. (Re-apply into the program and pass all required examinations, including paying all fees.) For individuals requesting hardship, please refer to the CPE Policy.
Surplus (Carryover) CPE Not offered Any surplus of CPE acquired during a calendar year may be used for the following calendar year reporting cycle (20 hours max for CIA and 10 hours for other IIA designations)
Grace Status 1 year 2 years

 

When is the policy changing? 

On 1 September 2023, the Annual Certification Renewal Policy goes into effect for all IIA certification holders and current candidates. Refer to the candidate scenario table below for additional information regarding how the change will impact individuals depending on their “active,” “grace,” or “expired” certification status.  

What if I do not report CPE?

For example, if an individual obtains the IIA certification in 2022 the first reporting needs to completed by 31 December 2023. If the individual does not report CPE by 31 December 2023, they will move into grace status for the following 2 years. If the individual does not report for a total of 3 years, they will move into revoked status and will be required to recertify.  For more scenarios, please refer to the table below.

Certification Status

Active Holder is currently active and may display their certification after their name and use the benefits of holding the IIA designation.
Grace (2 year Period) Holder did not report required CPE hours and moved to Grace status. Previous holder may not display their certification after their name nor use the benefits of holding the IIA designation. Individual must report required CPE to move their designation into Active status.
Revoked Holder did not report required CPE after 3 year period and the designation was revoked. Previous holder may not display their certification after their name nor use the benefits of holding the IIA designation. Individual is required to recertify. (Re-apply into the program and pass all required examinations, including paying all fees.)

 

Candidiate Scenarios

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