Example Fintech Risk and Control Matrix

October 22, 2026

This tool, along with Global Practice Guide “Introduction to Auditing Fintech,” helps internal auditors assess fintech-related risks, evaluate control effectiveness, and design audit procedures aligned with emerging financial services technologies. Covering governance, compliance, operational, cybersecurity, third-party, and digital platform risks, it provides a practical framework for risk-based fintech audit engagements.

Additional resource to use with this IIA Audit Tool

Global Practice Guide

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