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Financial Services for Internal Auditors Certificate

Format: On-demand

The IIA’s Financial Services for Internal Auditors Certificate OnDemand learning package offers you a unique opportunity to develop expertise as a financial services internal auditor. The program includes a general financial services foundations course as a start, followed by more in-depth training on liquidity, model risk management, fraud, culture and conduct, and other mission-critical topics.

The IIA’s Financial Services for Internal Auditors Certificate Program – Online and OnDemand, (15 CPEs) includes eleven self-paced modules, which may be completed online in any order:

  1. Assessing Cybersecurity Risk: Roles of the Three Lines of Defense.
  2. Assessing Fraud Risks.
  3. Auditing Capital Adequacy & Stress Testing for Banks.
  4. Auditing Credit Risk.
  5. Auditing Culture and Conduct.
  6. The Role of Internal Audit in Insurance Organizations.
  7. Auditing Market Risk.
  8. Auditing Model Risk Management.
  9. Auditing Third-Party Risk.
  10. Foundations of Internal Auditing in Financial Services Firms.
  11. Liquidity Risk Management.
  • Online Exam: Complete the exam at the date and time that works best for you within 90 days of finishing the learning program.
  • Certificate and Digital Badge: You will receive a PDF certificate suitable for printing and framing, and a digital badge that can easily be shared with your professional network.

Available Formats