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What's Changed and What can Internal Auditors Learn Wash, Rinse, Repeat: Banking Crisis Again Silicon Valley Bank’s collapse is one of the largest U.S. banking failures and the first major one

Help report on ESG risks and initiatives. Is ESG the Next Sarbanes-Oxley? Internal audit needs to be ready to help organizations report on their ESG risks and initiatives. Internal audit needs to

Global Perspectives and Insights

Prepare for the tsunami of data that will be created by 5G technology. 5G and the 4th Industrial Revolution Part I ​​Internal auditors should prepare themselves and their organizations for the

Global Perspectives and Insights

Help organizations understand and harness the power of disruption. Internal Audit in the Age of Disruption ​Internal audit must take steps to become a key asset in helping organizations

​Provides guidance on integrating culture and conduct into every audit. Auditing Conduct and Culture ​Provides guidance on integrating culture and conduct into every audit. ​Provides guidance on

​​​New accounting standards for revenue recognition are on the horizon, the adoption of which may require significant process changes and introduce new risks. Learn more in this informative

Practice Guide

Updated information on important regulations for financial institutions.​ Auditing Capital Adequacy and Stress Testing for Banks, 2nd Edition ​Internal audit plays a crucial role in providing

Discusses strategies for developing a resilient internal audit workforce. Organizational Resilience ​Discusses strategies for developing a resilient internal audit workforce. Perspectives of

​Explains how internal auditors can be change agents. New Tools for Change Agents Presents an overview of the J-Curve Model of Change and explains how internal auditors can be change agents. ​

Tim Berichon, Director of CAE Services at The IIA, chats with Jeff Hall, Chief Internal Auditor at Principal Financial Group, about how an aligned and relevant relationship with management put

Tools

​Suggests areas of concern for a Conduct audit Conduct: Sample Risks ​Supports the risk assessment phase of a Conduct audit. ​​This member-only certified tool supports the risk assessment phase

Online Exclusives

​Compliance audits are vital for financial institutions. An Eye on Compliance Compliance ​audits are vital for financial institutions in a rapidly changing regulatory landscape. As financial

​Audit executives at three different U.S. clearing houses offer their take on resiliency and disruption, third-party risk, and insider threats. Clearing House Auditors Talk Cybersecurity ​Audit

Industry Knowledge Brief

​​Highlights advanced analytics, blockchain, robotic process automation, and artificial intelligence. Harnessing disruption in the audit world ​​HIghlights advanced analytics, blockchain, robotic

​Describes the Weiss Max Group, a forum for peers in commercial banking. Paying it Forward ​Describes the Weiss Max Group, a forum for peers in commercial banking. Pays tribute to Edmund Weiss

Global Perspectives and Insights

Preparing for the tsunami of data that will be created by 5G technology. 5G and the 4th Industrial Revolution: Part II ​ Internal auditors should prepare themselves and their organizations for

Global Perspectives and Insights

Outlines essential governance elements and implementing The Three Lines Model. The Three Lines Model – An Important Tool for the Success of Every Organization ​Outlines essential governance

​Vendor management is an ongoing partnership. The Risk Lurking in the Background: Vendor Management ​What was once a transactional relationship with a supplier is now often an ongoing

Recommended

Provides an overview of key areas related to model risk management including business significance, regulatory requirements and expectations, and model components. Auditing Model Risk Management

​Provides insights on cybersecurity and IT risk for CAEs in financial services. 2019 North American Pulse of Internal Audit: Cybersecurity and information technology risk ​Provides insights on

Explains what CAEs need to know about the impact of blockchain on financial services. Blockchain Is Coming ​Explains what CAEs need to know about the impact of blockchain on financial services. ​

​​Describes internal audit's role in BSA-AML compliance. BSA/AML Compliance Internal Audit’s Role ​​Describes internal audit's role in BSA-AML compliance. HIghlights related internal controls.

Tools

​Gathering relevant information for a Conduct audit Conduct: How to Determine Risk Owners ​Supports identifying relevant risk owners and documenting assurance coverage. ​The member-only

Tools

​Outlines information to support a Conduct audit Conduct: Gathering Information ​Types of information that should be gathered when constructing an audit of conduct risk. This member-only

Tools

​Describes engagement execution and documenting information Conduct: Performing the Engagement ​Supports Standards series 2200 on Engagement Planning and Standards series 2300 on Performing the