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2021 Regulatory Change

Global Knowledge Brief The IIA Jun 21, 2021

This knowledge brief offers internal auditors a brief summation of what the various regulatory changes have been so far this year, as well as how risk priorities have and will continue to be shuffled into 2022 and beyond. It cites the experiences of Melissa Clawson, director of internal audit at Wendy’s, and Amy Hamilton, executive vice president of internal audit at LPL Financial, and each audit leader’s unique perceptions of 2021’s regulatory landscape thus far.


The Institute of Internal Auditors