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With cyber-attacks growing at alarming rates around the globe, and data breaches increasing by 37 percent in just on quarter (according to Statista) at a staggering average cost of $4.24

Financial services is a complex, highly regulated, and rapidly changing industry. Swift advances in technology, heightened regulator and consumer expectations, volatile risks, and

In 2022 the SEC charged 16 publicly traded organizations over 1.1 billion USD in penalties after discovering widespread recordkeeping failures and other regulation compliance wrongdoings.

Building an effective quality assurance and improvement program (QAIP) is similar to establishing a total quality management program, of which products and services are analyzed to verify