Internal Auditing Assurance Advisory Services Fifth Edition Student
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Welcome to the 5th edition of Internal Auditing: Assurance & Advisory Services! We’re pleased to provide these helpful resources that will enhance your learning experience. Organized by chapter and corresponding to signposts within each chapter, we have provided:
- Relevant videos
- Informational documents
- Links to websites that provide additional related information
- Data sets for completing questions and cases
- Editable documents to enable completion of questions and cases where applicable
We wish you well as you embark on your journey into internal auditing!
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Document Downloads
Download the KnowledgeLeader Instructions
Download IIA's International Standards for the Professional Practice of Internal Auditing
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Video Introduction to the Chapter
Chapter 1: Introduction to Internal Auditing
Chapter One | Video One
Chapter One | Video Two
Chapter One | Video Three
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Video Introduction to the Chapter
Chapter 2: The International Professional Practices Framework (IPPF)
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Video Introduction to the Chapter
Chapter 3: Governance
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Video Introduction to the Chapter
Chapter 4: Risk Management
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Video Introduction to the Chapter
Chapter 5: Business Processes and Risks
- Editable Word document: Managing Risk Worksheet, Part 1 Download Managing Risk Worksheet, Part 1
- Editable Word document: Managing Risk Worksheet, Part 2 Download Managing Risk Worksheet, Part 2
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Video Introduction to the Chapter
Chapter 6: Internal Control
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Video Introduction to the Chapter
Chapter 7: Information Technology, Risks, and Cybersecurity
- Website Link: isaca.org
- Website Link: isc2.org
- Editable research form Download the Editable Research Form
- Data for case study 1: Payroll OT Data Test of Controls Download the Data for Case Study 1 (Payroll OT Data Test of Controls)
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Video Introduction to the Chapter
Chapter 8: Fraud, Risks, and Controls
- Website Link: http://www.acfe.com
- Document Link: https://www.justice.gov/criminal-fraud/file/129051/download
- Website Link: oceg.org
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Video Introduction to the Chapter
Chapter 9: Managing the Internal Audit Function
Chapter Nine | Video One
Chapter Nine | Video Two
Chapter Nine | Video Three
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Video Introduction to the Chapter
Chapter 10: Audit Evidence and Working Papers
- Document Link: Download Computer Assisted Audit Techniques
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Video Introduction to the Chapter
Chapter 11: Data Analytics for Internal Auditors
Editable Word document: Sampling Attributes Download Sampling Attributes
Data set for Case 1: https://controllerdata.lacity.org
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Video Introduction to the Chapter
Chapter 12: Introduction to the Engagement Process
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Video Introduction to the Chapter
Chapter 13: Planning the Assurance Engagement
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Video Introduction to the Chapter
Chapter 14: Conducting the Assurance Engagement
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Video Introduction to the Chapter
Chapter 15: Communicating Assurance Engagement Outcomes and Performing Follow-Up Procedures
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Video Introduction to the Chapter
Chapter 16: The Consulting Engagement
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- Document Link: ussc.gov/guidelines/2018-guidelines-manual-annotated
- Document Link: ussc.gov/Guidelines/Organizational_Guidelines/guidelines_chapter_8.htm
- Website Link: corporatecompliance.org/
- Website Link: dii.org
- Document Link: ussc.gov/guidelines/organizational-guidelines
- Survey results template for analysis for use in Scenario 2 Download the Survey Results Template for Analysis for Use In Scenario 2
- Editable Word document for Scenario 3 activities Down the CS3-3 for Scenario 3 Activities
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Video Introduction to the Chapter
Case Study 3: Performing a Blended Consulting Engagement
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Video Introduction to the Chapter
Case Study 4: Real World Internal Audit Project – Student Version
- Appendix 1.a: Engagement Letter Download the Appendix 1.a. Engagement Letter
- Appendix 1. b: Internal Auditor’s Objectivity and Ethics Statement Download the Appendix 1.b. Internal Auditor's Objectivity and Ethics Statement
- Appendix 1.c: Requirements for Project Download the Appendix 1.c. Requirements for the Project
- Appendix 2: Project Write-up Download the Appendix 2 Project Write-Up
- Appendix 3: Project Planning Sheet for Individual Projects Download Appendix 3 Alternative Project Planning Sheet for Individual Projects
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